2015-16 Departmental Performance Report

Internal Audits and Evaluations

Internal Audits

Internal Audits
Name of Internal Audit	Internal Audit type	Completion Date
MOU between the CRA and the Worker's Compensation Board of Nova Scotia	Integrity and security	September 2015
Information Extracted from Source Systems (formerly entitled Protection of information extracted from source systems)	Integrity and security – Thematic assurance plan for IT security	December 2015
MOU relating to the Quebec Parental Insurance Plan (QPIP) between the Canada Revenue Agency and the Minister of Revenue of Quebec (Management Letter)	Integrity and security	December 2015
Cyber Security (formerly entitled Cyber Threats Audit)	Integrity and security – Thematic assurance plan for IT security	December 2015
MOU relating to the administration and enforcement of the Spirit Drinks Trade Act	Integrity and securityIntegrity and security	December 2015

Evaluations

Evaluations
Link to CRA Program Alignment Architecture	Name of the Evaluation	Status	Commissioner Approval Date
Program: 3. Collections and Returns Compliance Subprogram: Trust Accounts – Compliance	Employer Compliance Audit (ECA) Evaluation Framework	Completed	April 2015
Program: 2. Assessment of returns and payment processing Subprogram: Individual Returns and Payment Processing	CRA Administration of T3 Trusts Evaluation Framework (formerly Trusts (T3) Returns)	In progress	April 2016
Program: 1. Taxpayer and Business assistance Subprogram: Registered Plans	Tax Free Savings Account Evaluation Study	In progress	June 2016
Program: 7. Internal Services	CRA's Administration of the Employee Assistance Program Evaluation Framework	In progress	June 2016
Program: 3. Collections and Returns Compliance Subprogram: Trust Accounts – Compliance	Employer Compliance Audit (ECA) Evaluation Study	In progress	December 2016
Program: 2. Assessment of Returns and Payment Processing Subprogram: Individual Returns and Payment Processing	Electronic Services – Individual Compliance Behavior – Tax Return Filing Evaluation Framework	In progress	December 2016
Program: 2. Assessment of Returns and Payment Processing Subprogram: Individual Returns and Payment Processing Program: 3. Collections and Returns Compliance Subprogram: Collections – Tax and Government Programs Program: 4. Reporting Compliance Subprogram: Small and Medium Enterprises	Horizontal Compliance Management – T1 Self-Employed (Phase 2) Evaluation Study	In progress	June 2017
Program: 2. Assessment of Returns and Payment Processing Subprogram: Individual Returns and Payment Processing	CRA Administration of T3 Trusts Evaluation Study (formerly Trusts (T3) Returns)	In progress	June 2017

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Date modified:: 2016-11-14