RRSP, RRIF, RDSP & RESP Non-Qualified Investment Information Return

2020V1 - updated 2019-09-27

What’s New: No Changes

<Return>

<RRSPOrRRIFNonQualifiedInvestment>

<RRSPOrRRIFNQISlip>

<Transaction>

<TransactionDate>

<NQITransactionDay></NQITransactionDay>
- Required
, 2 numeric
- enter the 2 digits corresponding to the day for this transaction (ex.: 29)

<NQITransactionMonth></NQITransactionMonth>
- Require
d, 2 numeric
- enter the 2 digits corresponding to the month for this transaction (ex.: 12)

<NQITransactionYear></NQITransactionYear>
- Required
, 4 numeric
- enter the 4 digits corresponding to the year for this transaction (ex.: 2011)

</TransactionDate>

<AcquiredNonQualifiedInvestmentFairMarketValueAmount>
</AcquiredNonQualifiedInvestmentFairMarketValueAmount>
- Required
, 11 numeric, enter dollars and cents
- Fair Market Value when it became a non-qualified investment or was acquired as such
- do not report negative values
- do not enter a dollar sign

<DisposedNonQualifiedInvestmentFairMarketValueAmount>
</DisposedNonQualifiedInvestmentFairMarketValueAmount>
- Required
, 11 numeric, enter dollars and cents
- Fair Market Value when it ceased to be a non-qualified investment or was disposed of
- do not report negative values
- do not enter a dollar sign

<NonQualifiedInvestmentDescription></NonQualifiedInvestmentDescription>
- Require
d, 120 alphanumeric
- enter the description of the investment, this may include the trade name of the company or investment, the stock exchange and the stock ticker of the investment. Ex. NASDAQ: (ENER) Energy conversion Devices, Inc.

</Transaction>

<SlipIdentification>

<AnnuitantName>

<FamilyName></FamilyName>
- Required
, 30 alphanumeric
- first 30 letters of the annuitant/holder/subscriber’s surname
- omit titles such as Mr., Mrs., etc.
- do not include the first name or initials

<GivenName></GivenName>
- Required,
30 alphanumeric
- first 30 letters of the annuitant/holder/subscriber’s first given name
Note: If only initials are available, provide the annuitant/holder/subscriber’s first initial.

<NameInitialText></NameInitialText>
- 1 alpha
- initial of the annuitant/holder/subscriber’s second given name

</AnnuitantName>

<AnnuitantSocialInsuranceNumber></AnnuitantSocialInsuranceNumber>
- Required
, 9 numeric
- when the annuitant/holder/subscriber has failed to provide a SIN, enter zeroes in the entire field
- enter the annuitant/holder/subscriber’s SIN or temporary tax number

<AnnuitantAddress>

<AddressLine1Text></AddressLine1Text>

- 30 alphanumeric
- First line of the annuitant/holder/subscriber’s address

<AddressLine2Text></AddressLine2Text>
- 30 alphanumeric
- second line of the annuitant/holder/subscriber’s address

<CityName></CityName>
- 28 alphanumeric
- city in which the annuitant/holder/subscriber is located

<ProvinceStateCode></ProvinceStateCode>
- 2 alpha
- Canadian province or territory in which the annuitant/holder/subscriber is located or the state in the USA where the annuitant/holder/subscriber is located
- use the abbreviations listed in the "T619 - Electronic media transmittal" under section: Transmitter province or territory code
- when the annuitant/holder/subscriber’s country code is neither CAN nor USA, enter ZZ in this field

<CountryCode></CountryCode>
- 3 alpha
- country in which the annuitant/holder/subscriber is located
- use the alphabetic country codes as outlined in the International Standard (ISO) 3166 Codes for the Representation of Names of Countries
- always use CAN for Canada, and USA for the United States of America

<PostalZipCode></PostalZipCode>
- 10 alphanumeric
- annuitant/holder/subscriber’s Canadian postal code, format: alpha, numeric, alpha, numeric, alpha, numeric, example: A9A9A9
- or the annuitant/holder/subscriber’s USA zip code
- or where the annuitant/holder/subscriber’s country code is neither CAN nor USA, enter the foreign postal code

</AnnuitantAddress>

<ContractID>

<RRSPOrRRIFNumber></RRSPOrRRIFNumber>
- Required
, 20 alphanumeric
- Registered Retirement Savings Plan, Registered Retirement Income Fund, Registered Disability Savings Plan or Registered Education Savings Plan specimen plan/fund number that was issued by the CRA

<RRSPOrRRIFContractNumber></RRSPOrRRIFContractNumber>
- Required
, 30 alphanumeric
- Registered Retirement Savings Plan, Registered Retirement Income Fund, Registered Disability Savings Plan or Registered Education Savings Plan contract number issued by the financial institution

</ContractID>

<SlipReportTypeCode></SlipReportTypeCode>
- Required
, 1 alpha
- original = O
- amendment = A
- cancel = C
Note: An original return cannot contain an amended or cancelled slip. An amended return cannot contain an original slip.

</SlipIdentification>

</RRSPOrRRIFNQISlip>

<RRSPOrRRIFNQISummary>

<FilerAccountNumber></FilerAccountNumber>

For original returns:
- Required, 15 alphanumeric, 9 digits RZ 4 digits, example 000000000RZ0000
- use the account number assigned to file the RRSP contribution receipt filing return with the CRA
- if you have not been notified of your number, or you are unsure of your number, contact our Business Enquiries line at 1-800-959-5525
For amended returns:
- Required, enter the same account number used in the original filed return

<SummaryReportTypeCode></SummaryReportTypeCode>
- Required
, 1 alpha
- original = O
- amendment = A
Note: An original return cannot contain an amended or a canceled slip. An amended return cannot contain an original slip.

<TaxationYear></TaxationYear>
- Required
, 4 numeric
- taxation year reported (e.g., 2011)

<TotalSlipCount></TotalSlipCount>
- Required
, 7 numeric
- total number of slips filed with this summary
<FilerName>

<NameLine1Text ></NameLine1Text>
- Required
, 35 alphanumeric
- first line of filer/issuer/carrier/promoter’s name
- if "&" is used in the name area enter as "&amp;"

<NameLine2Text ></NameLine2Text>
- 35 alphanumeric
- second line of filer/issuer/carrier/promoter’s name

<NameLine3Text ></NameLine3Text>
- 35 alphanumeric
- use for "care of" or "attention"

</FilerName>

<FilerAddress>


<AddressLine1Text></AddressLine1Text>
- 30 alphanumeric
- first line of the filer/issuer/carrier/promoter’s address

<AddressLine2Text></AddressLine2Text>
- 30 alphanumeric
- second line of the filer/issuer/carrier/promoter’s address

<CityName></CityName>

- 28 alphanumeric
- city in which the filer/issuer/carrier/promoter is located

<ProvinceStateCode></ProvinceStateCode>
- 2 alpha
- Canadian province or territory in which the filer/issuer/carrier/promoter is located or the state in the USA where the filer/issuer/carrier/promoter is located
- use the abbreviations listed in the "T619 - Electronic media transmittal" under section: Transmitter province or territory code
- when the filer/issuer/carrier/promoter's country code is neither CAN nor USA, enter ZZ in this field

<CountryCode></CountryCode>
- 3 alpha
- country in which the filer/issuer/carrier/promoter is located
- use the alphabetic country codes as outlined in the International Standard (ISO) 3166 Codes for the Representation of Names of Countries
- always use CAN for Canada, and USA for the United States of America

<PostalZipCode></PostalZipCode>
- Require
d, 10 alphanumeric
- filer/issuer/carrier/promoter’s Canadian postal code, format: alpha, numeric, alpha, numeric, alpha, numeric, example: A9A9A9
- or the filer/issuer/carrier/promoter’s USA zip code
- or when the filer/issuer/carrier/promoter’s country code is neither CAN nor USA, enter the foreign postal code

</FilerAddress>

<FilerContact>

<ContactFamilyName></ContactFamilyName>
- Required
, 30 alphanumeric
- contact’s surname for this return
- omit titles such as Mr., Mrs., etc.
- do not include the first given name or initial

<ContactGivenName></ContactGivenName>
- Required
, 30 alphanumeric
- first 30 letters of the contacts first given name
Note: If only initials are available, provide contact’s first initial

<ContactAreaCode></ContactAreaCode>
- Required
, 3 numeric
- area code of telephone number

<ContactPhoneNumber></ContactPhoneNumber>
- Required
, 3 numeric with a hyphen (-), followed by 4 numeric
- telephone number of the contact

<ContactExtensionNumber></ContactExtensionNumber>
- 5 numeric
- extension of the contact

<ContactEmailAddress></ContactEmailAddress>
- Required
, 60 alphanumeric
- contact’s email address

</FilerContact>

<TotalAcquiredNonQualifiedInvestmentFairMarketValueAmount>
</TotalAcquiredNonQualifiedInvestmentFairMarketValueAmount>
- Required
, 15 numeric characters, enter dollars and cents. Do not enter a dollar sign.
- do not report negative values
- Total Fair Market Value when they became non-qualified investments or were acquired as such

<TotalDisposedNonQualifiedInvestmentFairMarketValueAmount>
</TotalDisposedNonQualifiedInvestmentFairMarketValueAmount>
- Required
, 15 numeric, enter dollars and cents. Do not enter a dollar sign
- do not report negative values
- Total Fair Market Value when they ceased to be non-qualified investments or were disposed of as such

</RRSPOrRRIFNQISummary>

</RRSPOrRRIFNonQualifiedInvestment>

</Return>

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