2015-2016 Annual Reports on the Access to Information Act and the Privacy Act

 Table of Contents

Part I: Report on the Access to Information Act

  1. Introduction
  2. How ACOA Fulfills Its Responsibilities
  3. Delegation of Authority
  4. Interpretation of the Statistical Report
  5. Education and Training Activities
  6. Policies, Guidelines and Procedures
  7. Complaints, Audits and Investigations
  8. Monitoring

Annex A – Delegation Order

Annex B – Statistical Report

Part II: Report on the Privacy Act

  1. Introduction
  2. How ACOA Fulfills Its Responsibilities
  3. Delegation of Authority
  4. Interpretation of the Statistical Report
  5. Education and Training Activities
  6. Policies, Guidelines and Procedures
  7. Complaints, audits and investigations
  8. Monitoring
  9. Privacy Breaches
  10. Privacy Impact Assessments
  11. Authorized Disclosures Under the Privacy Act

Annex A – Delegation Order

Annex B – Statistical Report

Part I: Report on the Access to Information Act

1. Introduction

The Access to Information Act gives Canadian citizens, permanent residents and any individual or corporation present in Canada the right of access to records under the control of a government institution, subject to limited and specific exceptions. The act further provides that decisions on the non-disclosure of information can be reviewed independently of government.

This report is prepared in accordance with section 72 of the act, which requires that the head of the Atlantic Canada Opportunities Agency (ACOA) prepare, for tabling in Parliament, an annual report on the administration of the act. This report will be published on ACOA’s website.

ACOA’s mandate is to increase opportunity for economic development in Atlantic Canada and, more particularly, to enhance the growth of earned incomes and employment opportunities in that region. Additional information is available on ACOA’s website.

2. How ACOA Fulfills Its Responsibilities

The Access to Information and Privacy (ATIP) Directorate consists of a director (ATIP coordinator) and one support staff member located at ACOA’s head office in Moncton, N.B., to oversee the administration of the Access to Information Act and the Privacy Act. The ATIP coordinator is responsible for the processing of all access and privacy requests as well as the development, coordination and implementation of effective policies, guidelines and procedures to manage the Agency’s compliance with the ATIP acts.

The ATIP coordinator also reviews various documents before publication to ensure that they do not contain information that would be subject to exemption or exclusion under the acts. During this reporting period, records prepared in response to 107 written parliamentary questions were reviewed as well as one evaluation report and an Employment Equity Status Report.

The administration of the legislation within ACOA is also facilitated at the branch and regional office levels. Each sector and corporate branch has a liaison officer (generally reporting to the deputy minister or an assistant deputy minister) who coordinates the records-retrieval process.

3. Delegation of Authority

For the purpose of the Access to Information Act, the President delegated full authority to the vice‑president, Finance and corporate services and corporate secretary and partial authority to the ATIP coordinator.

A copy of the signed delegation instrument for the Access to Information Act is attached in Annex A.

4. Interpretation of the Statistical Report

The following is provided to assist the reader in the interpretation of the information reported in Annex B.

Requests received and closed

The Agency received 18 requests and closed 25, 36% of them within 30 days, in 2015-2016. While the number of closed requests decreased by 40% compared to the previous period, the number of pages processed during the same period remained almost the same (a minimal decrease of 4%).

The following table shows the trend in the number of requests received, by source, over the last 10 fiscal years. For the first time in more than 10 years, the Agency did not receive any access requests from the media. The number of requests received in 2015-2016 is equally divided between business (which includes, but is no limited to, representatives of private-sector companies or corporations and lawyers) and the public. The source is identified based on the information provided by the requester.

Source 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 2015-2016
Media 19 12 10 9 9 34 12 9 5 0
Business 24 15 11 6 4 3 5 5 13 9
Organization 13 13 10 8 5 1 5 6 7 0
Public 13 7 3 12 11 4 10 8 18 9
Academia 0 0 3 0 1 0 0 0 2 0
Declined to Identify 0 0 0 0 0 0 0 0 0 0
Total 69 47 37 35 30 42 32 28 45 18

Exemptions and Exclusions

The three major exemptions invoked during this reporting period were those related to personal information (section 19), third-party information (section 20) and the operations of government (section 21).

Subsection 68(a) was invoked to exclude information already in the public domain in the responses to five separate requests; and subsection 69(1) was invoked to exclude Cabinet confidences from records released in response to six different requests.

Format of information released

As requested, the Agency provided paper copies of records in response to 16 requests, and the other two responses were provided in electronic format.

Complexities

Responding to the access requests involved reviewing 6,991 pages of records; the content of 4,192 pages was disclosed. The following table provides additional information regarding the pages disclosed.

Number of Requests Number of Pages Processed Total Pages Disclosed
8 between 1 and 100 pages 22
8 between 101 and 500 pages 1,120
3 between 501 and 1,000 pages 706
1 between 1001 and 5000 pages 2,344

Fourteen requests closed in 2015-2016 required that the Agency initiate:

Extensions

The statutory time limit to respond was extended for 13 access requests as follows:

Number of requests Length of extension
1 30 days or less
6 31 to 90 days
0 91 to 120 days
6 121 days or more

Extensions were taken pursuant to paragraphs:

Reasons for not meeting the statutory deadline

Of the 25 requests completed, the Agency responded within the legislated deadline 76% of the time (19 requests). The other six requests were closed late mainly because of the workload and, in one case, due to external consultations.

Fees

The Access to Information Act authorizes the collection of a $5 application fee. Other fees could have been applied as specified in the Access to Information Regulations.

The Agency collected a total of $85 to cover the application fees for 17 of the 25 requests closed during the reporting period. Application fees totalling $40, search fees totalling $490 and reproduction fees totalling $369 were waived as it was determined that the release of the information was in the public interest.

Consultations received

In 2015-2016, the Agency responded to 44 consultations from other government institutions (an increase of 30% over the previous reporting period), which involved reviewing 1,089 pages. Responses to 43 of the 44 consultations (98%) were sent out within 30 days.

Consultations on Cabinet confidences

The Agency consulted with its Legal Services Unit on the application of section 69 of the act to protect Cabinet confidences found in records relevant to six requests.

Costs

In 2015-2016, the total cost of administering the Access to Information Act was $168,817. This amount includes $161,548 in salary costs (includes the salary of a temporary ATIP officer to assist with the workload) and $7,269 in administrative costs.

When compared to the previous reporting period, this represents an increase of $2,911 in salary costs and a reduction of $4,201 in administrative costs.

5. Education and Training Activities

Awareness sessions on the requirements of the Access to Information Act are made available upon request to all employees of the Agency. Many informal briefings were provided to Agency employees who requested clarification on the requirements of the Access to Information Act during the reporting period.

6. Policies, Guidelines and Procedures

The Agency did not implement new or revised access to information policies, guidelines or procedures during the reporting period.

7. Complaints, Audits and Investigations

Requesters have a right to register a complaint with the Office of the Information Commissioner (OIC) regarding any matter related to the processing of their request.

In 2015-2016, one requester complained to the OIC when the Agency missed the legislated deadline for responding to his request. The delay was due to the amount of documents to be processed (approximately 4,000 pages) and the time required to consult with several federal and provincial institutions. The Agency determined that 550 documents could contain Cabinet confidences. Consequently, the Agency had to consult with its Legal Services to confirm whether or not those documents should be excluded, either in whole or in part, since the Act does not apply to Cabinet confidences.

The Agency also worked with the OIC to resolve a complaint filed against the former Enterprise Cape Breton Corporation (ECBC) regarding the exemption of relevant information in response to an access request it received in July 2013. ECBC released additional records to the requester, who then complained that he had not received all the information requested. Since the ECBC is no longer in operation, the OIC asked the Agency to retrieve the missing records. The records retrieved were reviewed by the ATIP coordinator, and a partial copy was provided to the requester in April 2015. This file was closed in May 2015.

No audits or investigations were concluded during the reporting period.

8. Monitoring

No monitoring was conducted during the reporting period.

Annex A

The Access to Information Act Delegation Order

Pursuant to the sections 73 of the Access to Information Act (s.c.1980-81-82-83, c. 113, Sch. 1), the President of the Atlantic Canada Opportunities Agency herby designates the persons holding the positions identified in the attached Delegation Instruments to exercise or perform any of the powers, duties or functions of the President as the head of the government institution under these Acts.

Original signed by Paul LeBlanc, President for the purpose of the Atlantic Canada Opportunities Agency Act on November 19, 2010.

Access to Information Act Delegation Instrument

The Vice-President of Finance and Corporate Services and Corporate Secretary has been delegated responsibility for the following sections of the Act:

7(a) Notice where access requested

8(1) Transfer to - transfer from institution

9 Extension of time limits

11(2), (3), (4), (5), (6) Additional fees

12(2)(3) Language of access and alternative format

13 Information obtained in confidence

14 Federal-Provincial affairs

15(1) International affairs and defence

16 Law enforcement and investigations

17 Safety of individuals

18 Economic interests of Canada

19 Personal information

20(1)(2)(3) Third party information

20(5) Disclosure if a supplier consents

20(6) Disclosure if in public interest

21 Advice

22 Testing procedures

23 Solicitor/client privilege

24 Statutory prohibitions

25 Severance

26 Information to be published

27(1)(4) Third party notification

28(1)(2)(4) Third party notification

29(1) Disclosure on recommendation of Information Commissioner

33 Advise Information Commissioner of third party involvement

35(2) Right to make representations

37(4) Access to be given complainant

43(1) Notice to third parties (application to Federal Court for review)

44(2) Notice to applicant (application to Federal Court by third party)

52(2) and (3) Special rules for hearings

69 Excluded information

The Director/Coordinator of Access to Information and Privacy has been delegated responsibility for the following sections of the Act:

7(a) Notice where access requested

8(1) Transfer to - transfer from institution

9 Extension of time limits

11(2), (3), (4), (5), (6) Additional fees

12(2)(3) Language of access and alternative format

27(1)(4) Third party notification

28(1)(2)(4) Third party notification

33 Advise Information Commissioner of third party involvement

35(2) Right to make representations

37(4) Access to be given complainant

43(1) Notice to third parties (application to Federal Court for review)

44(2) Notice to applicant (application to Federal Court by third party)

52(2) and (3) Special rules for hearings

Annex B

Statistical Report on the Access to Information Act

Name of the Institution: Atlantic Canada Opportunities Agency

Reporting Period: April 1 2015 to March 31, 2016

Part 1 - Requests under the Access to Information Act

1.1 Number of requests

Requests Number of Requests
Received during reporting period 18
Outstanding from previous reporting period 10
Total 28
Closed during reporting period 25
Carried over to next reporting period 3

1.2 Sources of requests

Source Number of Requests
Media 0
Academia 0
Business (private sector) 9
Organization 0
Public 9
Decline to Identify 0
Total 18

1.3 Informal requests

Completion time of 1 to 15 Days Completion time of 16 to 30 Days Completion time of 31 to 60 Days Completion time of 61 to 120 Days
20 0 0 0

1.3 Informal requests (continued)

Completion time of 121 to 180 Days Completion time of 181 to 365 Days Completion time of more than 365 Days Total number of informal requests closed
0 0 0 20

Part 2: Requests Closed During the Reporting Period

2.1 Disposition and completion time

Disposition of Requests Number of requests completed within 1 to 15 days Number of requests completed within 16 to 30 days Number of requests completed within 31 to 60 days Number of requests completed within 61 to 120 days
All disclosed 0 2 1 0
Disclosed in part 0 1 3 4
All exempted 0 0 0 0
All excluded 0 0 1 0
No records exist 3 2 0 0
Request transferred 0 0 0 0
Request abandoned 1 0 0 0
Neither confirmed nor denied 0 0 0 0
Total 4 5 5 4

2.1 Disposition and completion time (continued)

Disposition of Requests Number of requests completed within 121 to 180 days Number of requests completed within 181 to 365 days Number of requests where more than 365 days was taken Total
All disclosed 0 0 0 3
Disclosed in part 4 3 0 15
All exempted 0 0 0 0
All excluded 0 0 0 1
No records exist 0 0 0 5
Request transferred 0 0 0 0
Request abandoned 0 0 0 1
Neither confirmed nor denied 0 0 0 0
Total 4 3 0 25

2.2 Exemptions

Section Number of Requests
13(1)(a) 0
13(1)(b) 0
13(1)(c) 2
13(1)(d) 0
13(1)(e) 0
14 1
14(a) 5
14(b) 3
15(1) 1
15(1) - International Affairs 0
15(1) - Defence of Canada 0
15(1) - Subversive Activities 0
16(1)(a)(i) 0
16(1)(a)(ii) 0
16(1)(a)(iii) 0
16(1)(b) 0
16(1)(c) 1
16(1)(d) 0
16(2) 0
16(2)(a) 0
16(2)(b) 0
16(2)(c) 3
16(3) 0
16.1(1)(a) 0
16.1(1)(b) 0
16.1(1)(c) 0
16.1(1)(d) 0
16.2(1) 0
16.3 0
16.4(1)(a) 0
16.4(1)(b) 0
16.5 1
17 0
18(a) 0
18(b) 2
18(c) 0
18(d) 0
18.1(1)(a) 0
18.1(1)(b) 0
18.1(1)(c) 0
18.1(1)(d) 0
19(1) 11
20(1)(a) 0
20(1)(b) 10
20(1)(b.1) 0
20(1)(c) 5
20(1)(d) 4
20.1 0
20.2 0
20.4 0
21(1)(a) 9
21(1)(b) 12
21(1)(c) 9
21(1)(d) 1
22 1
22.1(1) 0
23 5
24(1) 0
26 0

2.3 Exclusions

Section Number of Requests
68(a) 5
68(b) 0
68(c) 0
68.1 0
68.2(a) 0
68.2(b) 0
69(1) 0
69(1)(a) 1
69(1)(b) 0
69(1)(c) 0
69(1)(d) 0
69(1)(e) 3
69(1)(f) 0
69(1)(g) re (a) 5
69(1)(g) re (b) 0
69(1)(g) re (c) 2
69(1)(g) re (d) 1
69(1)(g) re (e) 1
69(1)(g) re (f) 0
69.1(1) 0

2.4 Format of information released

Disposition Paper Electronic Other Formats
All disclosed 2 1 0
Disclosed in part 14 1 0
Total 16 2 0

2.5 Complexity

2.5.1 Relevant pages processed and disclosed

Disposition of Requests Number of Pages Processed Number of Pages Disclosed Number of Requests
All disclosed 12 12 3
Disclosed in part 6,940 4,180 15
All exempted 0 0 0
All excluded 39 0 1
Request abandoned 0 0 1
Neither confirmed nor denied 0 0 0

2.5.2 Relevant pages processed and disclosed by size of requests

Disposition Number of Requests which had less than 100 pages processed Pages Disclosed Number of Requests which had 101 to 500 pages processed Pages Disclosed Number of Requests which had 501 to 1,000 pages processed Pages Disclosed
All disclosed 3 12 0 0 0 0
Disclosed in part 3 10 8 1,120 3 706
All exempted 0 0 0 0 0 0
All excluded 1 0 0 0 0 0
Request abandoned 1 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0
Total 8 22 8 1,120 3 706

2.5.2 Relevant pages processed and disclosed by size of requests (continued)

Disposition Number of Requests which had 1,0001 to 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
All disclosed 0 0 0 0
Disclosed in part 1 2,344 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Request abandoned 0 0 0 0
Neither confirmed nor denied 0 0 0 0
Total 1 2,344 0 0

2.5.3 Other complexities

Disposition Consultation Required Assessment of Fees Legal Advice Sought Other Total
All disclosed 0 0 0 0 0
Disclosed in part 13 0 0 0 13
All exempted 0 0 0 0 0
All excluded 1 0 0 0 1
Request abandoned 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0
Total 14 0 0 0 14

2.6 Deemed refusals

2.6.1 Reasons for not meeting statutory deadlines

Number of Requests Closed Past the Statutory Deadline Workload was the principal reason External Consultation was the principal reason Internal Consultation Other
6 5 1 0 0

2.6.2 Number of days past deadline

Number of Days Past Deadline Number of Requests Past Deadline Where No Extension Was Taken Number of Requests Past Deadline Where An Extension Was Taken Total
1 to 15 days 0 1 1
16 to 30 days 0 0 0
31 to 60 days 0 2 2
61 to 120 days 1 2 3
121 to 180 days 0 0 0
181 to 365 days 0 0 0
More than 365 days 0 0 0
Total 1 5 6

2.7 Requests for translation

Translation Requests Accepted Refused Total
English to French 0 0 0
French to English 0 0 0
Total 0 0 0

Part 3: Extensions

3.1 Reasons for extensions and disposition of requests

Disposition of Requests Where an Extension Was Taken 9(1)(a) Interference With Operations 9(1)(b) Consultation Section 69 9(1)(b) Consultation Other 9(1)(c) Third-Party Notice
All disclosed 0 0 0 0
Disclosed in part 9 3 6 7
All exempted 0 0 0 0
All excluded 0 1 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Total 9 4 6 7

3.2 Length of extensions

Length of Extensions 9(1)(a) Interference With Operations 9(1)(b) Consultation - Section 69 9(1)(b) Consultation - Other 9(1)(c) Third-Party Notice
30 days or less 3 0 4 0
31 to 60 days 2 1 1 5
61 to 120 days 2 1 1 2
121 to 180 days 2 2 0 0
181 to 365 days 0 0 0 0
365 days or more 0 0 0 0
Total 9 4 6 7

Part 4: Fees

Fee Type Number of Requests Amount of Fee Collected Number of Requests Amount of Fee Waived or Refunded
Application 17 $85.00 8 $40.00
Search 0 $0.00 5 $490.00
Production 0 $0.00 0 $0
Programming 0 $0.00 0 $0
Preparation 0 $0.00 0 $0
Alternative format 0 $0.00 0 $0
Reproduction 0 $0.00 13 $369.00
Total 17 $85.00 26 $899.00

Part 5: Consultations Received From Other Institutions and Organizations

5.1 Consultations received from other Government of Canada institutions and organizations

Consultations Other Government of Canada Institutions Number of Pages to Review Other Organizations Number of Pages to Review
Received during reporting period 46 1,093 0 0
Outstanding from the previous reporting period 0 0 0 0
Total 46 1,093 0 0
Closed during the reporting period 44 1,089 0 0
Pending at the end of the reporting period 2 4 0 0

5.2 Recommendations and completion time for consultations received from other Government of Canada institutions

Recommendation 1 to 15 Days Required to Complete Consultation Requests 16 to 30 Days Required to Complete Consultation Requests 31 to 60 Days Required to Complete Consultation Requests 61 to 120 Days Required to Complete Consultation Requests
Disclose entirely 30 1 1 0
Disclose in part 9 1 0 0
Exempt entirely 0 0 0 0
Exclude entirely 0 0 0 0
Consult other institution 2 0 0 0
Other 0 0 0 0
Total 41 2 1 0

5.2 Recommendations and completion time for consultations received from other Government of Canada institutions (continued)

Recommendation 121 to 180 Days Required to Complete Consultation Requests 181 to 365 Days Required to Complete Consultation Requests More Than 365 Days Required to Complete Consultation Requests Total
Disclose entirely 0 0 0 32
Disclose in part 0 0 0 10
Exempt entirely 0 0 0 0
Exclude entirely 0 0 0 0
Consult other institution 0 0 0 2
Other 0 0 0 0
Total 0 0 0 44

5.3 Recommendations and completion time for consultations received from other organizations

Recommendation 1 to 15 Days Required to Complete Consultation Received 16 to 30 Days Required to Complete Consultation Received 31 to 60 Days Required to Complete Consultation Received 61 to 120 Days Required to Complete Consultation Received
Disclose entirely 0 0 0 0
Disclose in part 0 0 0 0
Exempt entirely 0 0 0 0
Exclude entirely 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

5.3 Recommendations and completion time for consultations received from other organizations (continued)

Recommendation 121 to 180 Days Required to Complete Consultation Received 181 to 365 Days Required to Complete Consultation Received More Than 365 Days Required to Complete Consultation Received Total
Disclose entirely 0 0 0 0
Disclose in part 0 0 0 0
Exempt entirely 0 0 0 0
Exclude entirely 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

Part 6: Completion Time of Consultations on Cabinet Confidences

6.1 Requests with Legal Services

Number of Days Number of Requests which had fewer than 100 pages processed Pages Disclosed Number of Requests which had 101 to 500 pages processed Pages Disclosed Number of Requests which had 501 to 1,000 pages processed Pages Disclosed
1 to 15 4 7 0 0 0 0
16 to 30 1 3 0 0 0 0
31 to 60 1 9 0 0 0 0
61 to 120 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0
More than 365 0 0 0 0 0 0
Total 6 19 0 0 0 0

6.1 Requests with Legal Services (continued)

Number of Days Number of Requests which had 1,001 to 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
1 to 15 0 0 0 0
16 to 30 0 0 0 0
31 to 60 0 0 0 0
61 to 120 0 0 0 0
121 to 180 0 0 0 0
181 to 365 0 0 0 0
More than 365 0 0 0 0
Total 0 0 0 0

6.2 Requests with Privy Council Office

Number of Days Number of Requests which had Fewer Than 100 Pages Processed Pages Disclosed Number of Requests which had between 101 and 500 Pages Processed Pages Disclosed Number of Requests which had between 501 and 1,000 Pages Processed Pages Disclosed
1 to 15 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0
More than 365 0 0 0 0 0 0
Total 0 0 0 0 0 0

6.2 Requests with Privy Council Office (continued)

Number of Days Number of Requests which between 1,001 and 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
1 to 15 0 0 0 0
16 to 30 0 0 0 0
31 to 60 0 0 0 0
61 to 120 0 0 0 0
121 to 180 0 0 0 0
181 to 365 0 0 0 0
More than 365 0 0 0 0
Total 0 0 0 0

Part 7: Complaints and Investigations

Section 32 Section 35 Section 37 Total
1 0 0 1

Part 8: Court Action

Section 41 Section 42 Section 44 Total
0 0 0 0

Part 9: Resources Related to the Access to Information Act

9.1 Costs

Expenditures Amount
Salaries $161,548.00
Overtime $0.00
Goods and Services (Other) $7,269.00
Total $170,107.00

9.2 Human Resources

Resources Person Years Dedicated to Access to Information Activities
Full-time employees 1.90
Part-time and casual employees 0.21
Regional staff 0.00
Consultants and agency personnel 0.00
Students 0.00
Total 2.11

Part II: Report on the Privacy Act

1. Introduction

The Privacy Act gives individuals the right to access their personal information and request corrections to their personal information held by federal institutions listed in the schedule of the act. This law also imposes obligations on those institutions to respect privacy rights by limiting the collection, use and disclosure of personal information.

This report is prepared in accordance with section 72 of the act, which requires that the head of the Atlantic Canada Opportunities Agency (ACOA) prepare, for tabling in Parliament, an annual report on the administration of the act. This report will be published on ACOA’s website.

ACOA’s mandate is to increase opportunity for economic development in Atlantic Canada and, more particularly, to enhance the growth of earned incomes and employment opportunities in that region. Additional information is available on ACOA’s website.

2. How ACOA Fulfills Its Responsibilities

The Access to Information and Privacy (ATIP) directorate consists of a director (ATIP coordinator) and one support staff member located at ACOA’s head office in Moncton, N.B., to oversee the administration of the Access to Information Act and the Privacy Act. The ATIP coordinator is responsible for the processing of all access and privacy requests as well as the development, coordination and implementation of effective policies, guidelines and procedures to manage the Agency’s compliance with the ATIP acts.

The ATIP coordinator also reviews various documents before publication to ensure that they do not contain information that would be subject to exemption or exclusion under the acts. During this reporting period, records prepared in response to 107 written parliamentary questions were reviewed as well as one evaluation report and an Employment Equity Status Report.

The administration of the legislation within ACOA is also facilitated at the branch and regional office levels. Each sector and corporate branch has a liaison officer (generally reporting to the deputy minister or an assistant deputy minister) who coordinates the records-retrieval process.

3. Delegation of Authority

For the purpose of the Privacy Act, the President delegated full authority to the vice‑president, finance and corporate services and corporate secretary and partial authority to the ATIP coordinator. A copy of the signed delegation instrument for the Privacy Act is attached in Annex A.

4. Interpretation of the Statistical Report

The statistical report is attached in Annex B. No requests under the Privacy Act were received by the Agency during the reporting period.

The cost of administering the Privacy Act in 2015-2016 was $10,616, which consisted of a portion of the ATIP coordinator’s salary and travel costs. This represents a decrease of $10,571, which is linked to the limited workload.

The following table shows the trend in the number of requests received over the last 10 fiscal years.

Fiscal Year 2006-2007 2007-2008 2008-2009 2009-2010 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 2015-2016
Totals 0 0 0 1 0 0 2 2 1 0

5. Education and Training Activities

Awareness sessions on the requirements of the Access to Information Act and Privacy Act are made available upon request to all employees of the Agency. Informal briefings on the requirements of the Privacy Act were provided by the ATIP coordinator throughout the reporting period.

6. Policies, Guidelines and Procedures

The Agency did not implement new or revised privacy policies, guidelines or procedures related to privacy during the reporting period.

7. Complaints, audits and investigations

No privacy complaints were received and no investigations or audits were concluded during this reporting period.

8. Monitoring

As the Agency did not receive any privacy requests, no monitoring was required in 2015-2016.

9. Privacy Breaches

No material privacy breaches were reported to the ATIP coordinator during the reporting period.

10. Privacy Impact Assessments

No privacy impact assessments were required in 2015-2016.

11. Authorized Disclosures Under the Privacy Act

The Agency did not disclose personal information pursuant to paragraph 8(2)(m) of the act during the reporting period.

Annex A

Privacy Act Delegation Order

The Vice-President of Finance and Corporate Services and Corporate Secretary has been delegated responsibility for the following sections of the Privacy Act:

8(2)(j) disclose personal information for research purposes

8(2)(m) disclose personal information in the public interest or in the interest of the individual

8(4) retain copy of

8(2)(e) requests and disclosed records

8(5) notify Privacy Commissioner of

8(2)(m) disclosures

9(1) retain record of use

9(4) notify Privacy Commissioner of consistent use and amend index 10 include personal information in personal information banks

14 respond to request for access within 30 days; give access or give notice

15 extend time limit for responding to request for access

17(2)(b) decide whether to translate requested information

18(2) may refuse to disclose information contained in an exempt bank

19(1) shall refuse to disclose information obtained in confidence from another government

19(2) may disclose any information referred to in

19(1) if the other government consents to the disclosure or makes the information public

20 may refuse to disclose information injurious to the conduct of federal-provincial affairs

21 may refuse to disclose information injurious to international affairs or defence

22 may refuse to disclose information prepared by an investigative body, information injurious to the enforcement of a law, or information injurious to the security of penal institutions

23 may refuse to disclose information prepared by an investigative body for security clearances

24 may refuse to disclose information collected by the Canadian Penitentiary Service, the National Parole Service or the National Parole Board while individual was under sentence if conditions in section are met

25 may refuse to disclose information which could threaten the safety of individuals

26 may refuse to disclose information about another individual, and shall refuse to disclose such information where disclosure is prohibited under Section 8

27 may refuse to disclose information subject to solicitor-client privilege

28 may refuse to disclose information relating to the individual’s physical or mental health where disclosure is contrary to the best interests of the individual

31 receive notice of investigation by the Privacy Commissioner

33(2) right to make representations to the Privacy Commissioner during an investigation

35(1) receive Privacy Commissioner’s report of findings of the investigation and give notice of action taken

35(4) give complainant access to information after

35(1)(b) notice

36(3) receive Privacy Commissioner’s report of findings of investigation of exempt bank

37(3) receive report of Privacy Commissioner’s findings after compliance investigation

51(2)(b) request that Section 51 hearing be held in the National Capital Region

51(3) request and be given right to make representations in Section 51 hearings

The Director/Coordinator of Access to Information and Privacy has been delegated responsibility for the following sections of the Privacy Act:

8(2)(j) disclose personal information for research purposes

8(2)(m) disclose personal information in the public interest or in the interest of the individual

8(4) retain copy of

8(2)(e) requests and disclosed records

8(5) notify Privacy Commissioner of

8(2)(m) disclosures

9(1) retain record of use

9(4) notify Privacy Commissioner of consistent use and amend index 10 include personal information in personal information banks 14 respond to request for access within 30 days; give access or give notice 15 extend time limit for responding to request for access

17(2)(b) decide whether to translate requested information 31 receive notice of investigation by the Privacy Commissioner

33(2) right to make representations to the Privacy Commissioner during an investigation

35(1) receive Privacy Commissioner’s report of findings of the investigation and give notice of action taken

35(4) give complainant access to information after

35(1)(b) notice

36(3) receive Privacy Commissioner’s report of findings of investigation of exempt bank

37(3) receive report of Privacy Commissioner’s findings after compliance investigation

51(2)(b) request that Section 51 hearing be held in the National Capital Region

51(3) request and be given right to make representations in Section 51 hearings

Annex B

Statistical Report on the Privacy Act

Name of Institution: Atlantic Canada Opportunities Agency Reporting Period: April 1, 2015 to March 31, 2016

Part 1: Requests under the Privacy Act

Requests Number of Requests
Received during reporting period 0
Outstanding from previous reporting period 0
Total 0
Closed during reporting period 0
Carried over to next reporting period 0

Part 2: Requests Closed During the Reporting Period

2.1 Disposition and completion time

Disposition of Requests Completion Time of 1 to 15 Days Completion Time of 16 to 30 Days Completion Time of 31 to 60 Days Completion Time of 61 to 120 Days
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Neither confirmed nor denied 0 0 0 0
Total 0 0 0 0

2.1 Disposition and completion time (continued)

Disposition of Requests Completion Time of 121 to 180 Days Completion Time of 181 to 365 Days Completion Time of More Than 365 Days Total
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Neither confirmed nor denied 0 0 0 0
Total 0 0 0 0

2.2 Exemptions

Section Number of Requests
18(2) 0
19(1)(a) 0
19(1)(b) 0
19(1)(c) 0
19(1)(d) 0
19(1)(e) 0
19(1)(f) 0
20 0
21 0
22(1)(a)(i) 0
22(1)(a)(ii) 0
22(1)(a)(iii) 0
22(1)(b) 0
22(1)(c) 0
22(2) 0
22.1 0
22.2 0
22.3 0
23(a) 0
23(b) 0
24(a) 0
24(b) 0
25 0
26 0
27 0
28 0

2.3 Exclusions

Section Number of Requests
69(1)(a) 0
69(1)(b) 0
69.1 0
70(1) 0
70(1)(a) 0
70(1)(b) 0
70(1)(c) 0
70(1)(d) 0
70(1)(e) 0
70(1)(f) 0
70.1 0

2.4 Format of information released

Disposition Paper Electronic Other formats
All disclosed 0 0 0
Disclosed in part 0 0 0
Total 0 0 0

2.5 Complexity

2.5.1 Relevant pages processed and disclosed

Disposition of Requests Number of Pages Processed Number of Pages Disclosed Number of Requests
All disclosed 0 0 0
Disclosed in part 0 0 0
All exempted 0 0 0
All excluded 0 0 0
Request abandoned 0 0 0
Neither confirmed nor denied 0 0 0
Total 0 0 0

2.5.2 Relevant pages processed and disclosed by size of request

Disposition Number of Requests which had less than 100 pages processed Pages Disclosed Number of Requests which had between 101 and 500 pages process Pages Disclosed Number of Requests which had between 501 and 1,000 pages processed Pages Disclosed
All disclosed 0 0 0 0 0 0
Disclosed in part 0 0 0 0 0 0
All exempted 0 0 0 0 0 0
All excluded 0 0 0 0 0 0
Request abandoned 0 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0 0
Total 0 0 0 0 0 0

2.5.2 Relevant pages processed and disclosed by size of request (continued)

Disposition Number of Requests which had 1,001 and 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Request abandoned 0 0 0 0
Neither confirmed nor denied 0 0 0 0
Total 0 0 0 0

2.5.3 Other complexities

Disposition Consultation Required Legal Advice Sought Interwoven Information Other Total
All disclosed 0 0 0 0 0
Disclosed in part 0 0 0 0 0
All exempted 0 0 0 0 0
All excluded 0 0 0 0 0
Request abandoned 0 0 0 0 0
Neither confirmed nor denied 0 0 0 0 0
Total 0 0 0 0 0

2.6 Deemed refusals

2.6.1 Reasons for not meeting statutory deadline

Number of Requests Closed Past the Statutory Deadline Principal Reason was because of workload Principal Reason was because of external consultation Principal Reason was because of internal consultation Other reasons
0 0 0 0 0

2.6.2 Number of days past deadline

Number of Days Past Deadline Number of Requests Past Deadline Where No Extension Was Taken Number of Requests Past Deadline Where An Extension Was Taken Total
1 to 15 days 0 0 0
16 to 30 days 0 0 0
31 to 60 days 0 0 0
61 to 120 days 0 0 0
121 to 180 days 0 0 0
181 to 365 days 0 0 0
More than 365 days 0 0 0
Total 0 0 0

2.7 Requests for translation

Translation Requests Accepted Refused Total
English to French 0 0 0
French to English 0 0 0
Total 0 0 0

Part 3: Disclosure Under Subsections 8(2) and 8(5)

Paragraph 8(2)(e) Paragraph 8(2)(m) Subsection 8(5) Total
0 0 0 0

Part 4: Requests for Correction of Personal Information and Notations

Disposition for Correction Requests Received Number
Notations attached 0
Requests for correction accepted 0
Total 0

Part 5: Extensions

5.1 Reasons for extensions and disposition of requests

Disposition of requests where an Extension Was Taken 15(a)(i) Interference With Operations 15(a)(ii) Consultations - Section 70 15(a)(ii) Consultations - Other 15(b) Translation or Conversion
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
No records exist 0 0 0 0
Request abandoned 0 0 0 0
Total 0 0 0 0

5.2 Length of extensions

Length of Extensions 15(a)(i) Interference with operations 15(a)(ii) Consultation - Section 70 15(a)(ii) Consultation - Other 15(b) Translation purposes
1 to 15 days 0 0 0 0
16 to 30 days 0 0 0 0
Total 0 0 0 0

Part 6: Consultations Received From Other Institutions and Organizations

6.1 Consultations received from other Government of Canada institutions and other organizations

Consultations Other Government of Canada Institutions Number of Pages to Review Other Organizations Number of Pages to Review
Received during the reporting period 0 0 0 0
Outstanding from the previous reporting period 0 0 0 0
Total 0 0 0 0
Closed during the reporting period 0 0 0 0
Pending at the end of the reporting period 0 0 0 0

6.2 Recommendations and completion time for consultations received from other Government of Canada institutions

Recommendation 1 to 15 days required to complete consultation requests 16 to 30 days required to complete consultation requests 31 to 60 days required to complete consultation requests 61 to 120 days required to complete consultation requests
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

6.2 Recommendations and completion time for consultations received from other Government of Canada institutions (continued)

Recommendation 121 to 180 days required to complete consultation requests 181 to 365 days required to complete consultation requests More than 365 days required to complete consultation requests Total
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

6.3 Recommendations and completion time for consultations received from other organizations

Recommendation 1 to 15 days required to complete consultation requests 16 to 30 days required to complete consultation requests 31 to 60 days required to complete consultation requests 61 to 120 days required to complete consultation requests
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

6.3 Recommendations and completion time for consultations received from other organizations (continued)

Recommendation 121 to 180 days required to complete consultation requests 181 to 365 days required to complete consultation requests More Than 365 days required to complete consultation requests Total
All disclosed 0 0 0 0
Disclosed in part 0 0 0 0
All exempted 0 0 0 0
All excluded 0 0 0 0
Consult other institution 0 0 0 0
Other 0 0 0 0
Total 0 0 0 0

Part 7: Completion Time of Consultations on Cabinet Confidences

7.1 Requests with Legal Services

Number of Days Number of Requests which had fewer than 100 pages processed Pages Disclosed Number of Requests which had between 101 and 500 pages processed Pages Disclosed Number of Requests which had between 501 and 1,000 pages processed Pages Disclosed
1 to 15 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0
More than 365 0 0 0 0 0 0
Total 0 0 0 0 0 0

7.1 Requests with Legal Services (continued)

Number of Days Number of Requests which had between 1,001 and 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
1 to 15 0 0 0 0
16 to 30 0 0 0 0
31 to 60 0 0 0 0
61 to 120 0 0 0 0
121 to 180 0 0 0 0
181 to 365 0 0 0 0
More than 365 0 0 0 0
Total 0 0 0 0

7.2 Requests with Privy Council Office

Number of Days Number of Requests which had fewer than 100 pages processed Pages Disclosed Number of Requests which had between 101 and 500 pages processed Pages Disclosed Number of Requests which had between 501 and 1,000 pages processed Pages Disclosed
1 to 15 0 0 0 0 0 0
16 to 30 0 0 0 0 0 0
31 to 60 0 0 0 0 0 0
61 to 120 0 0 0 0 0 0
121 to 180 0 0 0 0 0 0
181 to 365 0 0 0 0 0 0
More than 365 0 0 0 0 0 0
Total 0 0 0 0 0 0

7.2 Requests with Privy Council Office (continued)

Number of Days Number of Requests which had between 1,001 and 5,000 pages processed Pages Disclosed Number of Requests which had more than 5,000 pages processed Pages Disclosed
1 to 15 0 0 0 0
16 to 30 0 0 0 0
31 to 60 0 0 0 0
61 to 120 0 0 0 0
121 to 180 0 0 0 0
181 to 365 0 0 0 0
More than 365 0 0 0 0
Total 0 0 0 0

Part 8: Complaints and Investigations Notices Received

Section 31 Section 33 Section 35 Court action Total
0 0 0 0 0

Part 9: Privacy Impact Assessments (PIAs)

Number of PIA(s)completed: 0

Part 10: Resources Related to the Privacy Acts

10.1 Costs

Expenditures Amount
Salaries $10,234.00
Overtime $0.00
Goods and Services (Other) $382.00
Total $10,616.00

10.2 Human Resources

Resources Person Years Dedicated to Privacy Activities
Full-time employees 0.10
Part-time and casual employees 0.00
Regional staff 0.00
Consultants and agency personnel 0.00
Students 0.00
Total 0.10

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