Page 3: Guidelines for Canadian Drinking Water Quality: Guideline Technical Document – Total Coliforms

Part II. Science and Technical Considerations

4.0 Significance of total coliforms in drinking water

4.1 Description

Total coliforms belong within the family Enterobacteriaceae and have been defined in the 21st edition of Standard Methods for the Examination of Water and Wastewater (APHA et al., 2005) as follows:

  • all facultative anaerobic, Gram-negative, non-spore-forming, rod-shaped bacteria that ferment lactose with gas and acid formation within 48 hours at 35°C
  • many facultative anaerobic, Gram-negative, non-spore-forming, rod-shaped bacteria that develop red colonies with a metallic (golden) sheen within 24 hours at 35°C on an Endo-type medium containing lactose
  • all bacteria possessing the enzyme ß-galactosidase, which cleaves a chromogenic substrate (e.g., ortho-nitrophenyl-ß-d-galactopyranoside), resulting in release of a chromogen (e.g. ortho-nitrophenol).

These definitions are not to be regarded as identical; rather, they refer to three groups of coliforms that are roughly equivalent. All three groups contain various species of the genera Escherichia, Klebsiella, Enterobacter, Citrobacter, Serratia, and many others (Leclerc et al., 2001). Some members of these groups are naturally occurring in the environment and may be of faecal origin, while others are found exclusively in the environment (Table 1).

Although not included in the coliform group, members of the genus Aeromonas can ferment lactose and possess ß-galactosidase; therefore, they can yield false-positive total coliform reactions. Aeromonas species are ubiquitous in the environment, and have been found in lakes, rivers, marine waters, sewage effluents, and drinking waters, among other places (Allen et al., 1983; Nakano et al., 1990; Poffe and Op de Beeck, 1991; Payment et al., 1993; Ashbolt et al., 1995; Bernagozzi et al., 1995; Chauret et al., 2001; El-Taweel and Shaban, 2001). Information on excluding false-positives resulting from the presence of Aeromonas is included in Section 5.0.

Table 1:Selected coliform bacteria in the family EnterobacteriaceaeTable 1 Footnote a
Coliform Group ONPGTable 1 Footnote b Faecal origin Non-faecal origin

Table 1 Footnotes

Table 1 Footnote 1

Adapted from Leclerc et al. (2001)

Return to Table 1 footnote a referrer

Table 1 Footnote 2

ortho-Nitrophenyl-ß-d-galactopyranoside

Return to Table 1 footnote b referrer

Budvicia + - +
Citrobacter + + +
Enterobacter + + +
Erwinia + - +
Escherichia + + -
Klebsiella + + +
Leclercia + - +
Pantoea + - +
Serratia + - +

A subset of the total coliform group, known as the thermotolerant coliforms-coliforms that have the ability to ferment lactose at 44-45°C previously referred to as faecal coliforms-, were routinely used as faecal indicators since they were considered more faecal specific than total coliforms. By definition, thermotolerant coliforms include the portion of the total coliform group capable of forming gas within 24 hours at 44.5°C or that produce a blue colony on m-FC broth within 24 hours at 44.5°C (APHA et al., 2005). This group includes members of the genera Escherichia, which are faecal specific, as well as organisms that are found in both faecal and non-faecal environments such as Klebsiella, Enterobacter, and Citrobacter. Advances in E. coli detection methods have made thermotolerant coliform testing in drinking water quality management redundant.

4.2 Sources

The total coliform group is composed of various genera with similar characteristics. The natural niches for members of this group range from being faecal specific, such as E. coli, to being widely distributed in the water, soil, and vegetation (Leclerc et al.,2001; Rompré et al.,2002). Many coliform bacteria are not specific to any one source and are present in both faecal and non-faecal environments. A comparison of total coliforms within a specific environment has shown that some members of the coliform group can consistently be found in higher concentrations in that source. For example, analysis of the coliform complement of faecal matter found Klebsiella, Citrobacter,and Enterobacter present in small numbers compared with E. coli (Edberg et al., 2000). In contrast, the majority of coliforms isolated from a distribution system were Klebsiella, and to a lesser extent Enterobacter, Pantoea, Escherichia, Citrobacter, Leclercia, and Serratia (Geldreich, 1987; Edberg et al.,2000; Blanch, 2007).

The presence of coliforms in a distribution system, as opposed to the natural environment, can result from inadequately treated source water, which allows total coliforms to pass through the treatment system into the distribution system, or through intrusion of the organisms into the distribution system post-treatment (Besner, 2002; Blanch, 2007). A study by Kirmeyer et al. (1999) showed that coliforms could be detected surrounding distribution system pipelines; therefore, post-treatment contamination could result from numerous problems, such as pipe leaks with negative pressure events, pipe breaks, inadequate cleaning and disinfection after repairs, and cross-connections, including backflow, with non-potable water.

Once total coliforms are present in the distribution system, they can colonize and grow in the biofilm on pipe surfaces or in deposits. Their survival and possible growth depend on many factors, including water temperature, retention time of the water, type and concentration of disinfectant (if present), presence of organic nutrients, specifically the assimilable organic carbon (AOC) and the biodegradable dissolved organic carbon (BDOC) concentrations, inorganic nutrient availability, pipe material characteristics, and the presence of sediments (LeChevallier et al., 1991, 1996; Besner, 2001, 2002; Escobar and Randall, 2001; Blanch et al., 2007). Members of the coliform group differ in persistence and potential growth in water systems. E. coli, for example, is generally the most sensitive to environmental stressors and does not usually grow outside the human or animal gut (Geldreich, 1996). Klebsiella, on the other hand, is able to survive and grow in drinking water biofilms, on the interior surface of water mains, and in storage tanks (Ptak et al., 1973; LeChevallier et al.,1987; LeChevallier and McFeters, 1990; Blanch et al., 2007).

It is difficult to eliminate total coliforms once they have colonized biofilm matrices in distribution systems as the biofilm can shield the coliforms from disinfection and other eradication measures (Martin et al., 1982; Geldreich and Rice, 1987). Detachment of colonized biofilm into the bulk water can result in total coliform detections in the distribution system (McMath, 1999). For example, activities such as hydrant tests and fire-fighting can cause surges in water mains resulting in the sloughing of biofilm and a subsequent rise in total coliform bacterial counts (Kirmeyer et al., 1999).

4.3 Role of total coliforms in maintaining drinking water quality

The best means of safeguarding against the presence of waterborne pathogens in drinking water is the application of the multi-barrier approach. This approach should include assessment of the entire drinking water system, from the watershed or aquifer and intake through the treatment and distribution chain to the consumer, to assess the potential effects on drinking water quality and public health. Total coliforms are one of several indicators that are used as part of this approach. Their role in maintaining drinking water quality varies depending on where they are being measured in the drinking water system.

4.3.1 Role in source water monitoring

Because total coliforms are present in both faecal and non-faecal environments, they are not good indicators of faecal contamination. Consequently, monitoring total coliforms in raw surface water or GUDI sources does not provide information on the quality of the source water from the perspective of health risk. Other means of assessing surface waters and GUDI sources should be used to identify potential sources of faecal contamination in the watershed or aquifer that may affect the quality of the water.

Total coliform presence in groundwater sources, on the other hand, can be used to indicate that the groundwater source may be vulnerable to contamination. There is some research supporting a link between the presence of pathogens and total coliforms in groundwaters (Abbaszadegan et al., 2003; Locas et al., 2007), although because total coliforms only indicate a vulnerability to contamination, they may be present without pathogens being detected (Borchardt, 2003, Marrero-Ortiz 2009). However, the absence of total coliforms in a single sample does not necessarily indicate that the groundwater is less vulnerable to faecal contamination. There is some research that suggests groundwater sources should be sampled multiple times (i.e., 10 or more) to determine their sanitary status (Atherholt, 2003). This supports the recommendation that a history of bacteriological sampling, together  with a sanitary survey and other contaminant monitoring, is needed to understand the quality of the groundwater. Collection and analysis of larger water samples may also be beneficial for determining whether a groundwater is vulnerable to contamination (Fujioka and Yoneyama, 2001; Atherholt 2003). In an investigation in Finland of three outbreaks caused by Campylobacter from groundwater sources, Hanninen (2003) showed that large volumes (1000-2000 mL) of water needed to be collected to detect indicator bacteria (E. coli) in the well water. Although collecting larger samples can provide additional information, there can be difficulties associated with analyzing large volumes of water using the current standard methods.

4.3.2 Role in treatment and distribution system monitoring

As operational indicators, total coliforms provide information on the adequacy of drinking water treatment and on the microbial condition of the distribution system. In a treated drinking water system, where each barrier in the drinking water system has been controlled to ensure that it is operating adequately based on the quality of the source water, total coliforms can be used as part of the verification process to show that the water has been adequately treated and is of an acceptable microbiological quality as it leaves the treatment plant. The presence of any total coliform bacteria in water leaving a treatment plant shows inadequate treatment, is unacceptable, and should be corrected immediately.

If total coliforms are absent from  water leaving the treatment plant but are detected in the distribution system, bacterial regrowth or post-treatment contamination may have occurred. Several studies (LeChevallier et al.,1987; LeChevallier and McFeters, 1990; Edberg et al.,1994) have documented that Enterobacter and Klebsiella frequently colonize the interior surfaces of water mains and storage tanks when conditions are favourable. Post-treatment contamination (e.g., through cross-connections, back siphonage, low pressure events), contamination of storage reservoirs, and contamination of mains from repairs have been identified as causes of distribution-system contamination linked to illness (Craun and Calderon, 2001; Hunter, 2005). A U.S. study comparing water systems for the presence of outbreaks and violations of the Total Coliform Rule found no significant difference in total coliform violations between areas with and without outbreaks of waterborne illness (Nwachuku et al.,2002). Therefore, although the presence of total coliforms in the absence of E. coli is of no immediate public health significance, total coliform detection should trigger an investigation and corrective actions in order to maintain the overall bacteriological quality of the water. Corrective actions, such as routine distribution system flushing, have been reported to help limit microbial regrowth in the distribution system (Lehtola, 2004). Other indicators can be used in conjunction with total coliform testing to assess  the conditions that favour microbiological growth or instrusion of untreated water into the distribution system. These other indicators  include turbidity, disinfectant residual, E. coli, aerobic endospores, and coliphage monitoring (LeChevallier et al., 2006; Cartier, 2009; Health Canada, 2012a, 2013).

4.3.3 Considerations for residential-scale systems

In disinfected residential-scale systems, total coliforms are considered operational indicators. Their presence provides evidence of the inadequacy of disinfection or deterioration of water quality in the system. The presence of total coliforms in non-disinfected wells indicates that the well is either prone to surface water infiltration and therefore at risk of faecal contamination, or that bacterial regrowth is occurring within the well or plumbing system (if the sample is not taken directly from the well). Implementation of corrective actions, such as shock-chlorination and flushing, provides valuable information on the source of the total coliform bacteria. Microbial regrowth problems should be solved after these actions have been taken. The continued presence of total coliforms after shock-chlorination is probably the result of infiltration, indicating that the system is vulnerable to contamination with pathogenic microorganisms. The extent of the contamination (e.g., how many samples tested positive and the locations where they were collected) can also be used to aid in determining the cause of the contamination, interim protective measures, and the necessary corrective actions. Examples of corrective actions are outlined in section 3.2.

5.0 Analytical methods

In Canada, three methods are currently used for routine monitoring of total coliforms in water: presence-absence (P-A), membrane filter (MF), and multiple tube fermentation (MTF) procedures. A detailed description of these methods can be found in APHA et al. (2005).

All three detection methods use cultivation to detect or confirm the presence of total coliforms. Cultivation media can be broadly categorized into two types: (1) enzyme-based media containing a chromogenic substrate for the specific detection and confirmation of the total coliforms in a single step (Feng and Hartman, 1982; Ley et al., 1988) and (2) presumptive coliform detection media that require additional steps to confirm the presence of total coliforms.

Methods that detect and confirm the presence oftotal coliforms in a single step are based on the presence of the enzyme ß-galactosidase. By definition, all bacteria possessing the enzyme ß-galactosidase belong to the total coliform group (APHA et al., 2005). The ß-galactosidase activity of total coliforms is used to hydrolyze a chromogenic substrate--for example, ortho-nitrophenyl-ß-d-galactopyranoside--in the media to release a coloured compound (e.g., ortho-nitrophenol [yellow]), which changes the colour of the media. The change in medium colour indicates a positive total coliform result. There are some non-coliform bacteria, such as Aeromonas and Pseudomonas species, that can produce small amounts of ß-galactosidase. However, they do not usually produce a positive response when they are present at low concentrations (APHA et al., 2005). However, if false-positive reactions caused by these other organisms are suspected, they can generally be ruled out by using the cytochrome oxidase test.

A distinct advantage of enzyme-based methods is that no confirmation step is required, so results are available in 24 hours or less. Both presence-absence and quantitative results are possible, depending on the enzyme-based method being used. Some enzyme-based methods are designed in such a way that they also inhibit non-coliform bacteria growth; thus, non-coliform bacteria do not interfere with the recovery of coliforms. This design is based on the principle that only the target microbe, in this case total coliforms, can utilize vital nutrients from the media (Rompré et al.,2002). Commercially available media and test kits are available that use this design. Enzyme-based methods are also capable of detecting total coliforms and simultaneously differentiating E. coli (Edberg et al., 1988). For these reasons, the use of enzyme-based methods is recommended. Presumptive coliform media, such as lauryl tryptose broth, m-Endo media, or LES Endo media (APHA et al., 2005), can be used for total coliform detection. When using lactose-based media for the P-A test or the MTF procedure, the formation of acid and/or gas after incubation for up to 24 hours at 35°C constitutes a positive presumptive test for total coliforms. Additional tests are required to confirm the presence of total coliforms. Using the MF procedure, colony characteristics, such as colour and surface sheen, are used for presumptive identification (APHA et al., 2005). Additional methods for the verification of total coliforms recovered by the MF technique have been described (Evans et al., 1981b; Standridge and Delfino, 1982; LeChevallier et al., 1983b).

Although multiple types of tests can be used, variability exists among these tests in their detection ability and quantification of total coliforms. Depending on the method used, non-coliform bacteria present in the sample can also affect the results (Olstadt, 2007). It is also important to use validated or standardized methods to make correct and timely public health decisions.

All analyses for total coliforms should be carried out as directed by the responsible authority. In many cases, the responsible authority will recommend or require the use of accredited laboratories. In some cases, it may be necessary to use other means to analyze samples in a timely manner, such as non-accredited laboratories or on-site testing using commercial test kits by trained operators. To ensure reliable results, a quality assurance (QA) program, which incorporates quality control (QC) practices, should be in place. In addition to the QA/QC program, any test kits used should meet minimum requirements for accuracy, detection (sensitivity), and reproducibility, and be used according the manufacturer's instructions.

5.1 Presence-absence procedure

The P-A test is a qualitative procedure that was developed as a sensitive, economical, and efficient means of analyzing drinking water samples (Clark and Vlassoff, 1973). Essentially, it is a modification of the MTF procedure (see section 5.3) in which only one analysis bottle per sample is used. This test is therefore recommended only for the examination of a water supply for which a sequential or consecutive series of samples has been collected. Based on a typical 100-mL water sample, the detection limit of the procedure is one organism per 100 mL. This sensitivity is equal to that of the classical MTF and MF methods. This method can detect injured coliforms within the 24-hour response time (Rompré et al., 2002) and can be used with either enzyme-based media, or presumptive coliform media (e.g., using lauryl tryptose broth), with follow-up confirmation. Commercial test kits using enzyme-based media have been developed for P-A testing.

In comparative tests, the P-A method was at least as sensitive as the MF technique for the recovery of coliforms in drinking water samples (Clark, 1980; Jacobs et al., 1986; Pipes et al., 1986). In addition, a nationwide evaluation in the United States demonstrated no statistical difference in the number of coliform-positive samples obtained by the standard MTF method compared with the P-A procedure using enzyme-based methods (Edberg et al., 1989). Technically, the P-A test is simpler than the MF and MTF procedures and has a quicker  initial processing time  (less than 1 minute per sample). For lactose broth, there is a need to confirm positive results.

P-A testing does not provide any information on the actual concentration of organisms in the sample. The quantitation of organisms is sometimes used to assess the extent of the contamination, and as such is considered a benefit of the more quantitative methods such as the MF and MTF methods. For decision-making, the focus is the positive detection of total coliforms, regardless of quantity; as the guideline is for total coliform in drinking water is none per 100 mL, qualitative results are sufficient for protecting public health.

5.2 Membrane filter procedure

The MF procedure was introduced to bacteriological water analysis in 1951 after its capacity to produce results equivalent to those obtained by the MTF procedure was demonstrated (Clark et al., 1951; Goetz and Tsuneishi, 1951). It is a quantitative procedure that uses membrane filters with pore sizes sufficiently small to retain the target organisms. The water sample is filtered through the membrane, which is then transferred to an appropriate growth medium for identification and quantitation. Both enzyme-based methods and presumptive coliform media can be used. This procedure is able to examine larger volumes of water than can be examined with MTF, is more sensitive and reliable, and requires significantly reduced time, labour, equipment, space, and materials. These qualities have made the MF technique the method of choice in some jurisdictions for the routine enumeration of coliforms in drinking water. However, this method may underestimate the number of viable coliform bacteria in a sample. Standard Methods for the Examination of Water and Wastewater does provide 95% confidence limits for MF results(APHA et al., 2005). One disadvantage of the MF procedure is that it cannot be used on highly turbid water samples. The particulate matter concentrated by the filter can interfere with colony development and with the production of surface sheens used for visual detection of coliforms.

A major concern, for this and other methods that use stressful selective media (i.e., media that contain inhibitory chemicals for non-target organisms), is an inability to enumerate coliform bacteria that have been subjected to sublethal injury (e.g., caused by chlorination) in the treatment plant or distribution system. Stressed organisms are often not able to grow on the selective coliform media but can recover through a resuscitation process. One significant improvement in the MF technique has been the development of a new medium (m-T7) for the enhanced recovery of stressed coliforms in drinking water (LeChevallier et al., 1983a).Evaluation of media using routine drinking water samples (LeChevallier et al.,1983b; McFeters et al.,1986) and surface water samples (McFeters et al.,1986; Freier and Hartman, 1987) showed a higher coliform recovery on the m-T7 medium compared with the m-Endo medium. In all of the above cases, chlorine was used as the stressing agent. Work using monochloraminated samples (Rice et al., 1987) and ozonated samples (Adams et al.,1989) showed that m-T7 performed no better than m-Endo agar in enumerating E. coli and Citrobacter freundii.

As noted previously, non-coliform heterotrophic bacteria may interfere with the recovery of coliforms when using a lactose-based medium. Data from the U.S. National Community Supply Survey (Geldreich et al., 1972) showed that the recovery of total coliforms using the MF technique decreased as the concentration of heterotrophic bacteria increased. The greatest reduction occurred when the heterotrophic plate count (HPC) exceeded 500 colony-forming units (CFU)/mL. Some researchers have shown that the composition of the heterotrophic flora may also be important. Burlingame et al. (1984) demonstrated that Pseudomonas aeruginosa (30 CFU/mL) and A. hydrophila (2 CFU/mL) caused significant reductions in sheen production by coliforms on m-Endo LES agar. Flavobacterium sp. and Bacillus sp., in contrast, were not inhibitory, even at concentrations above 1000 CFU/mL. Standridge and Sonzogni (1988) evaluated two modifications of the MF technique for total coliforms in drinking water containing high background counts. In both cases, roughly 8% of the plates originally classified as coliform negative but overgrown--i.e., confluent growth or background of more than 100 CFU/100 mL--yielded coliforms. However, most water supplies maintaining a total chlorine residual of 0.2 mg/L have an HPC below 500 CFU/mL (LeChevallier, 1990). Further information on HPC and their significance in drinking water, can be found in Health Canada (2012b).

5.3 Multiple tube fermentation procedure

The MTF procedure, in comparison with the MF procedure, lacks precision, is more difficult to perform, and takes longer to produce results. However, the MTF procedure is still of value when conditions render the MF technique unusable--for example, with turbid, coloured, or grossly contaminated water--and as a comparative procedure.

In the MTF procedure, 10-fold dilutions of water to be tested are added to tubes containing the appropriate media (5 or 10 tubes per dilution) and incubated. Both enzyme-based methods and presumptive coliform media can be used. For drinking water, dilution should be unnecessary because of the expected low counts. With enzyme-based methods, a confirmation step is not necessary. As mentioned previously, media containing a substrate designed for the detection of the coliform-specific enzyme ß-galactosidase undergo a specified colour change to signify a positive confirmed total coliform result. Using presumptive media, additional tests to confirm the presence of total coliforms are required. For example, the presence of total coliforms can be confirmed with a brilliant green lactose bile broth. The formation of gas in this fermentation tube at any time within 48 hours at 35°C constitutes a positive confirmation test (Rompré et al., 2002). Regardless of media type, results are reported as a most probable number (MPN). The MPN is only a statistical estimate of the number of bacteria that, more than any other number, would probably give the observed result; it is not an actual count of the bacteria present. Standard Methods for the Examination of Water and Wastewater provides 95% confidence limits for MPN results(APHA et al., 2005). Commercial kits are available for MPN determinations. The most widely publicized kits use a multi-well plate containing specific media and the enzyme ß-galactosidase. A water sample is added to the plate. The wells that contain total coliforms undergo a specified colour change. The number of positive wells is then used to calculate the MPN.

High densities of non-coliform bacteria and the inhibitory nature of some MTF media may have an adverse influence on routine coliform monitoring procedures. Seidler et al. (1981) showed that the recovery of total coliforms by MTF decreased as the concentration of HPC bacteria increased, with the greatest reduction occurring when the HPC densities exceeded 250 CFU/mL. LeChevallier and McFeters (1985) hypothesized that competition for limiting organic carbon was responsible for the interference with total coliform recovery by HPC bacteria. The recovery of coliforms from gas-negative but turbid MTF tubes has demonstrated the presence of inhibitory compounds in the MTF media. When lauryl tryptose broth was the primary medium, coliform isolations from turbid gas-negative tubes increased the numbers of positive tubes in an MTF analysis by as much as 28% (McFeters et al., 1982). Comparative studies using brilliant green lactose bile broth and m-Endo LES agar as confirmatory media also demonstrated that brilliant green lactose bile broth can inhibit the growth of some coliforms. Evans et al. (1981a) developed a procedure to detect false-negative reactions. Using a modified MTF technique, the incidence of coliform detection was twice that of the standard MTF technique for drinking water. In response to these findings, the most recent edition of Standard Methods for the Examination of Water and Wastewater (APHA et al., 2005) recommends treating all tubes with bacterial growth, regardless of gas production, as presumptive coliform-positive tubes that should be submitted to confirmation tests.

6.0 Sampling for total coliforms

6.1 Sample collection

Proper procedures for collecting samples must be observed to ensure that the samples are representative of the water being examined. Detailed instructions on the collection of samples for bacteriological analysis are given in Standard Methods for the Examination of Water and Wastewater (APHA et al., 2005). To avoid unpredictable changes in the bacterial flora of the sample, examination should be started as soon as possible after collection. The sample should be transported to the laboratory in a cooler containing ice or cooling packs (at 5 ± 3°C), to minimize changes in populations and concentrations (Dutka and El-Shaarawi, 1980; McDaniels et al., 1985; ISO, 2006). As well, samples should be protected from direct contact with the ice or cooling packs to prevent freezing during transport. Ideally, the interval between collection of the sample and the beginning of its examination should not exceed 24 hours (Bartram and Rees, 2000), and analysis within 8 hours is recognized as the preferred time interval (Bartram and Rees, 2000; APHA et al., 2005). In remote areas, up to 48 hours may be an acceptable time interval; however, the implications of the extended holding time should be discussed with the responsible authorities.When delays are anticipated, a delayed incubation procedure should be employed or consideration given to on-site testing. The delayed incubation procedure is described in APHA et al. (2005). Alternatively, if normal transportation time exceeds the above recommendations, the sample should be processed and arrangements made to have another sample collected as soon as the first sample is received. Thus, if the late sample contains coliforms, a repeat sample will already have been received or will be in transit. Samples should be labelled with the time, date, location, type of sample (e.g., raw water, distribution system), sampler's name, and identification number (if used), along with the disinfectant residual measurements and any special conditions. In most cases, much of this information, along with the identification number linked to the sample bottle, is recorded on accompanying submission forms and, in cases where samples are collected for legal purposes, chain-of-custody paperwork. When examination will be delayed, it is particularly important to record the duration and temperature of storage, as this information should be taken into consideration when interpreting the results.

A minimum volume of 100 mL of water should be examined to obtain a reliable estimate of the number of organisms (using MTF or MF) or to obtain an accurate P-A result at the expected low levels in treated drinking water. For the MTF method, a test series consisting of one 50-mL volume and five 10-mL volumes is suggested by the World Health Organization (WHO 1971) for water expected to be of good quality. Examination of larger volumes, such as in groundwaters with very low levels of contamination, can increase both the test sensitivity and the test reliability. Smaller volumes, dilutions, or other MTF combinations may be more appropriate for waters of poor quality.

6.2 Sampling frequency considerations

The World Health Organization lists the following factors that should be taken into account when determining sampling frequency for municipal-scale systems (WHO, 1971, 1976, 2004):

  • past frequency of unsatisfactory samples
  • source water quality
  • the number of raw water sources
  • the adequacy of treatment and capacity of the treatment plant
  • the size and complexity of the distribution system
  • the practice of disinfection.

These variables preclude application of a universal sampling frequency formula. Instead, the sampling frequency and location of sampling points should be decided upon by the responsible authority after due consideration of local conditions, for example, variations in raw water quality and a history of treated water quality. The sampling frequency should meet all jurisdictional requirements.

As a minimum, water leaving a treatment plant should be tested daily for disinfectant residual and turbidity and at least weekly for total coliforms as part of the verification process in a source-to-tap multi-barrier approach. Recommended sampling frequencies are presented in Table 2. In many systems, the water leaving the treatment plant will be tested for these indicators well in excess of the minimum requirements. For supplies where weekly total coliform testing is impractical (e.g., in small supplies), total coliform sampling may be reduced and other means of verifying the microbiological quality may be used, such as residual disinfectant determinations and good process control. Small supplies should also periodically carry out sanitary surveys as an additional action to verify the safety of the system.

In a distribution system, the number of samples for bacteriological testing should be increased in accordance with the size of the population served. The general practice of basing sampling requirements on the population served recognizes that smaller water supply systems may have limited resources available for monitoring. However, because small water supplies have more facility deficiencies (Schuster et al., 2005) and are responsible for more disease outbreaks than large ones (Schuster et al., 2005), emphasis should also be placed on identified problems based on source-to-tap assessments, including sanitary surveys.

Table 2: Recommended sampling frequency
Population served Minimum number of samples per monthTable 2 Footnote 1

Table 2 Footnotes

Table 2 Footnote 1

The water samples should be taken at regular intervals throughout the month. For example, if four samples are required per month, samples should be taken on a weekly basis.

Return to Table 2 footnote 1 referrer

Up to 5000 4
5000-90 000 1 per 1000 persons
90 000+ 90 + (1 per 10 000 persons)

Disinfectant residual and turbidity analyses tests should be conducted when bacteriological samples are taken in the distribution system. Further information on monitoring for turbidity can be found in the guideline technical document for turbidity (Health Canada, 2013). Routine verification of the concentration of the disinfectant residual and the bacteriological quality of the water ensures that immediate remedial action can be taken if water of doubtful quality enters the distribution system. The preceding frequencies (Table 2) are only general guides. For small systems, additional guidance may need to be considered by the responsible authority. In supplies with a history of high-quality water, it may be possible to reduce the number of samples taken for bacteriological analysis. Alternatively, supplies with variable water quality may be required to sample on a more frequent basis. Sampling frequencies in residential scale and private systems may vary from jurisdiction to jurisdiction but should include times when the risk of contamination is greatest, for example, spring thaw, heavy rains, or dry periods. New or rehabilitated wells should also be sampled initially to confirm acceptable bacteriological quality.

Even at the recommended sampling frequencies for total coliforms, there are limitations that need to be considered when interpreting the sampling results. Simulation studies have shown that it is very difficult to detect a contamination event in a distribution system unless the contamination occurs in a main, in a reservoir, at the treatment plant, or occurs for a long duration at a high concentration (Speight et al., 2004; van Lieverloo, 2007). Therefore, even if the analytical result indicates the absence of coliforms, intrusion may be occurring in the distribution system. Some improvement in detection capabilities were found when sampling programs were designed with the lowest standard deviation in time between sampling events (van Lieverloo, 2007), such as samples collected every 5 days, regardless of weekends and holidays. There are also some limitations that are inherent when analyzing for parameters that are considered rare events, such as total coliforms. Hrudey and Rizak (2004) have reported that because the rate of total coliform positives in most distribution systems is usually lower than the false-positive rate for the method, it is difficult to determine whether the results obtained are true positives. In addition, the low rate of positive samples means that it is difficult to see statistically significant differences in total coliform positive rates, for example, before and after a corrective action, unless a very large number of samples are evaluated (Rosen, 2009). These limitations highlight the importance of implementing a source-to-tap multi-barrier approach, as opposed to relying on a single parameter for determining the microbiological quality of the drinking water.

6.3 Location of sampling points

In municipal-scale systems, the location of sampling points must be decided upon by the responsible authority. The sampling locations selected may differ depending on the monitoring objectives. For example, fixed sampling points may be used to help establish a history of water quality within the distribution system, whereas sampling at different locations throughout the distribution system may provide more coverage of the system. A combination of both types of monitoring is common (Narasimhan et al., 2004). Some information is available on how to select statistically based random sampling sites (Speight et al., 2004).

In general, samples should be taken at the point where the water enters the system and from representative points throughout the distribution system. If the water supply is obtained from more than one source, the location of sampling points in the system should ensure that water from each source is periodically sampled. Distribution system drawings can provide an understanding of water flows and directions and can aid in the selection of appropriate sampling locations. The majority of samples should be taken from potential problem areas: low-pressure zones, reservoirs, dead ends, areas at the periphery of the system farthest from the treatment plant, and areas with a poor previous record. In residential-scale systems, samples are generally collected from the locations recommended by the responsible authority. More extensive sampling may be necessary depending on the system and results from previous samples.

7.0 Treatment technology

The application of a multi-barrier approach, including watershed or well-head protection, optimized treatment barriers, and a well-maintained distribution system, is the best approach to reduce the presence and associated health risks of waterborne pathogens to an acceptable level. Total coliforms are one of several indicators that are used as part of the multi-barrier approach.

An array of options is available for treating source waters to provide high-quality drinking water in municipal and residential scale systems. The quality of the source water will dictate the degree of treatment necessary. Generally, minimum treatment of supplies derived from surface water sources or groundwater under the direct influence of surface waters should include adequate filtration (or technologies providing an equivalent log reduction credit) and disinfection. All groundwaters should receive adequate treatment for the removal and/or inactivation of enteric viruses, unless exempted by the responsible authority based on site-specific considerations including historical and on-going monitoring data. In systems with a distribution system, a disinfectant residual should be maintained at all times.

7.1 Municipal scale

In general, all drinking water supplies should be disinfected, and a disinfectant residual should be maintained throughout the distribution system at all times. In addition, surface water sources and groundwater under the direct influence of surface water should include physical removal methods, such as chemically assisted filtration (coagulation, flocculation, clarification, and filtration) or technologies that provide an equivalent log reduction credit for microorganisms. It is essential that the removal and disinfection targets are achieved before drinking water reaches the first consumer in the distribution system. Adequate process control measures and operator training are also required to ensure the effective operation of treatment barriers at all times (U.S. EPA, 1991; Health and Welfare Canada, 1993; AWWA, 1999).

7.1.1 Level of treatment necessary

Most source waters are subject to faecal contamination, as such, treatment technologies should be in place to achieve a minimum 4 log (99.99%) removal and/or inactivation of enteric viruses and a minimum 3 log (99.9%) removal and/or inactivation of enteric protozoa in accordance with the guideline technical documents on enteric viruses and protozoa (Health Canada, 2011, 2012c). Depending on the source water quality, a higher log reduction may be necessary to produce safe drinking water. Groundwater classified as less vulnerable to faecal contamination, using procedures determined by the responsible authority, should not have protozoa present. Therefore the minimum treatment requirements for protozoa would not apply. However, even these groundwater sources will have a degree of vulnerability and should be periodically reassessed. In general, protozoa and enteric viruses are more difficult to inactivate or remove than bacterial pathogens. Therefore, water that is treated to meet the guidelines for enteric viruses and enteric protozoa should have an acceptable bacteriological quality, including meeting the MAC for total coliforms of none detectable in 100 mL of water leaving the treatment plant.

7.1.2 Physical removal

The physical removal of coliform bacteria can be achieved using various types of filtration. A review of pilot- and full-scale study data concluded that coagulation, flocculation, and sedimentation processes were associated with 1.7 log bacteria (E. coli, coliforms, faecal streptococci) removal credit (range, 0.5 to 3.9 log) (Hijnen et al., 2004). In studies that included pre- and post-disinfection along with coagulation, flocculation, sedimentation, and filtration, total coliform concentrations were reduced to non-detectable levels in the finished water (5 to 6 log reduction) (Payment et al., 1985; El-Taweel et al., 2001). A review of slow sand filtration studies reported a 2.4 log removal credit for bacteria (range, 1.3 to 3.2 log) (Hijnen et al., 2004). Membrane filtration technologies are also capable of removing 4.0 log to greater than 6.0 log of E. coli (NSF, 2002). More detailed information on filtration techniques can be found in the guideline technical document on turbidity (Health Canada, 2013).

7.1.3 Disinfection

The commonly used drinking water disinfectants are chlorine, chloramine, ultraviolet (UV) light, ozone, and chlorine dioxide. Disinfection is typically applied after treatment processes that remove particles and organic matter. This strategy helps to ensure efficient inactivation of pathogens and minimizes the formation of disinfection byproducts (DBPs). Also, when describing microbial disinfection of drinking water, the term "inactivation" is used to indicate that the pathogen is no longer able to multiply within its host and is therefore non-infectious, although it may still be present.

7.1.3.1 Chemical disinfection

Currently, chlorine is the most widely used disinfectant in the drinking water industry. It is a strong oxidant capable of inactivating bacteria and viruses present in bulk water, although, as with most chlorine-based disinfectants, it is not as effective for the control of protozoans. Chlorine is also less effective for inactivating organisms present in biofilms. In comparison with chlorine, chloramine is a weaker oxidant. This property is advantageous in that the disinfectant resides longer in a distribution system. It is therefore easier to maintain a disinfectant residual, and the disinfectant is better able to penetrate into the biofilm found in the pipes and reservoirs, leading to superior coliform control (LeChevallier et al., 1990; LeChevallier, 2003). However, chloramine is less efficient at controlling a sudden pulse of contamination (Snead et al., 1980), and it can lead to nitrification. Chlorine dioxide is as effective as, and in some instances more effective than, chlorine. However, this compound is difficult to work with and therefore is not widely used. Ozone, compared with chlorine-based disinfectants, is more efficient for the inactivation of bacteria, viruses, and protozoa, although ozone treatment can result in an increase in biodegradable organic compounds that can promote bacterial regrowth in the distribution system. Ozone is highly effective at the point of treatment, but an additional disinfectant (usually chlorine or chloramine) needs to be added to supply a residual. Maintaining a disinfectant residual will limit the growth of organisms within the distribution system and, depending on the residual concentration, contact time, and the pathogens present, a disinfectant residual also may afford some protection against contamination from intrusion (Besner et al., 2008). The disappearance of the residual may also provide an immediate indication of the entry of oxidizable matter into the system or a malfunction of the treatment process.

The efficacy of chemical disinfectants can be predicted based on knowledge of the residual concentration of disinfectant, temperature, pH, and contact time (AWWA, 1999b). This relationship is commonly referred to as the CT concept, where CT is the product of "C" (the residual concentration of disinfectant, measured in mg/L) and "T" (the disinfectant contact time, measured in minutes). To account for disinfectant decay, the residual concentration is usually determined at the exit of the contact chamber rather than using the applied dose or initial concentration. Also, the contact time, "T", is often calculated using a T10 value, such that 90% of the water meets or exceeds the required contact time. The T10 values can be estimated based on the geometry and flow conditions of the disinfection chamber or basin. Hydraulic tracer tests, however, are the most accurate method to determine the contact time under actual plant flow conditions.

CT values for 99% inactivation of E. coli using chlorine, chlorine dioxide, chloramine, and ozone are provided in Table 3. For comparison, CT values for Giardia lamblia and for viruses have also been included. In a well-operated treatment system, the CT provided will result in a much greater inactivation than 99%. From Table 3, it is apparent that, in comparison with most protozoans and viruses, coliform bacteria are easier to inactivate using the common chemical disinfectants. Also, chloramines have a much higher CT value than any of the other disinfectants listed. This means that to achieve the same level of inactivation with chloramine, a higher disinfectant concentration or a longer contact time, or a combination of both, is necessary. This is consistent with the properties of chloramine as a disinfectant, as previously described.

Table 3: CT values for 99% inactivation at 5°C
Disinfectant agent pH E. coliTable 3 Footnote a
(mg·min/L)
Giardia lambliaTable 3 Footnote b
(mg·min/L)
VirusesTable 3 Footnote b
(mg·min/L)

Table 3 Footnotes

Table 3 Footnote 1

From Hoff (1986).

Return to Table 3 footnote a referrer

Table 3 Footnote 2

From U.S. EPA (1999).

Return to Table 3 footnote b referrer

Table 3 Footnote 3

Value for pH 6.0-9.0

Return to Table 3 footnote c referrer

Free chlorine 6-7 0.034-0.05 65-93 4.0Table 3 Footnote c
Chloramines 8-9 95-180 1470 857
Chlorine dioxide 6-7 0.4-0.75 17c 5.6Table 3 Footnote c
Ozone 6-7 0.02 1.3 0.6
7.1.3.2 UV light disinfection

UV light disinfection is highly effective for inactivating many types of pathogens. Further information on inactivation of specific protozoan and viral pathogens can be found in the guideline technical documents on protozoa and enteric viruses (Health Canada, 2011, 2012c). Similar to ozone, UV light is highly effective at the point of treatment, but an additional disinfectant (usually chlorine or chloramine) needs to be added to supply a residual. When using UV light for the inactivation of E. coli (and other bacteria), the bacteria can undergo photo repair (Harris et al., 1987; Schoenen and Kolch, 1992; Zimmer and Slawson, 2002) and, to a lesser extent, dark repair. However, the amount of repair is not considered significant in drinking water treatment and distribution.

Log inactivations using UV light disinfection are listed in Table 4. E. coli,because of its importance as a public health indicator, has been used as a representative bacterial species. For comparison, UV light doses for representative protozoa and viruses have also been included. Review of the data on inactivation using UV light (Table 4) shows that, of the representative organisms, bacteria (in this instance, E. coli) and protozoa require comparable doses of UV light to achieve the same level of inactivation, whereas certain viruses are much more resistant.

Table 4: UV light dose (mJ/cm2) required for inactivation
Log inactivation E. coliTable 4 Footnote a,Table 4 footnote d CryptosporidiumTable 4 Footnote a AdenovirusTable 4 Footnote a,Table 4 footnote c,Table 4 footnote d RotavirusTable 4 Footnote a,Table 4 footnote c,Table 4 footnote d GiardiaTable 4 Footnote a

Table 4 Footnotes

Table 4 Footnote 1

Based on U.S. EPA (2003).

Return to Table 4 footnote a referrer

Table 4 Footnote 2

Adenoviruses are highly UV resistant in comparison with other enteric viruses; see Health Canada (2011).

Return to Table 4 footnote b referrer

Table 4 Footnote 3

Lechevallier and Au (2004).

Return to Table 4 footnote c referrer

Table 4 Footnote 4

Hijnen et al., (2006).

Return to Table 4 footnote d referrer

1 1.5-5 2.5 42-58 7.1-10 2.1
2 2.8-9 5.8 83-111 15-20 5.2
3 4.1-14 12 129-167 23-29 11
4 5.0-18 22 167-186 36-40 22

7.2 Residential scale

Residential-scaletreatment is also applicable to small drinking water systems. This could include both privately owned systems and systems with minimal or no distribution system that provide water to the public from a facility not connected to a municipal supply (previously referred to as semi-public systems).

Various options are available for treating source waters to provide high-quality pathogen-free drinking water. These include filtration and disinfection with chlorine-based compounds or alternative technologies, such as UV light. These technologies are similar to the municipal treatment barriers, but on a smaller scale. In addition, there are other treatment processes, such as distillation, that can be practically applied only to small or individual water supplies. Most of these technologies have been incorporated into point-of-entry devices, which treat all water entering the system, or point-of-use devices, which treat water at only a single location--for example, at the kitchen tap. It is important to note that if point-of-use devices are used instead of a point-of-entry system, all points of water used for drinking, food and beverage preparation, hygiene or washing dishes should be equipped with a point-of-use treatment device, to minimize the potential public health risks when use of microbiologically-contaminated drinking water.

The use of UV light has increased owing to its availability, relative ease of operation, and its ability to inactivate a range of pathogenic organisms. However, scaling or fouling of the UV lamp surface is a common problem when applying UV light to raw water with moderate or high levels of hardness, such as groundwater. UV light systems are often preceded by a pretreatment filter to reduce scaling or fouling. A pretreatment filter may also be needed to achieve the water quality that is required for the UV system to operate properly. In addition, regular cleaning and replacement of the lamp, according to manufacturer's instructions, are critical in ensuring the proper functioning of the unit. Alternatively, special UV lamp-cleaning mechanisms or water softeners can be used to overcome this scaling problem.

Health Canada does not recommend specific brands of drinking water treatment devices, but it strongly recommends that consumers look for a mark or label indicating that the device has been certified by an accredited certification body as meeting the appropriate NSF International (NSF)/American National Standards Institute (ANSI) standard. These standards have been designed to safeguard drinking water by helping to ensure the safety of material and performance of products that come into contact with drinking water.

For example, NSF/ANSI Standard 55 (Ultraviolet Disinfection Systems) provides performance criteria for two categories of certified systems, Class A and Class B. UV systems certified to NSF/ANSI Standard 55 Class A are designed to deliver a UV dose at least equivalent to 40 mJ/cm2 in order to inactivate microorganisms, including bacteria, viruses, Cryptosporidium oocysts, and Giardia cysts, from contaminated water. However, they are not designed to treat wastewater or water contaminated with raw sewage and should be installed in visually clear water. Also, systems certified to NSF Standard 55 Class B systems are intended for a drinking water supply that is already disinfected, tested, and deemed acceptable for human consumption. The NSF standard 62 for Drinking Water Distillation Systems also includes reduction claims for bacteria. To meet this standard, a distillation system must provide a minimum 6 log reduction of bacteria and bacterial spores. Distillation systems should only be installed at the point of use as the water they have treated may be corrosive to internal plumbing components.

Certification organizations provide assurance that a product or service conforms to applicable standards. In Canada, the following organizations have been accredited by the Standards Council of Canada (www.scc.ca) to certify drinking water devices and materials as meeting the appropriate NSF/ANSI standards:

8.0 Risk assessment

The adoption of a risk-based approach, such as a multi-barrier approach, is essential to the effective management of drinking water systems (CCME, 2004). This approach should include assessment of the entire drinking water system, from the watershed or aquifer and intake through the treatment and distribution chain to the consumer, to assess potential effects on drinking water quality and public health.

A health-based risk assessment is not relevant for total coliforms since they are only used as an indicator and their presence in drinking water is not considered a risk to human health. Risk assessments have been done for specific microbiological organisms that have health implications, such as enteric viruses and the enteric protozoa Cryptosporidium and Giardia (Health Canada, 2011, 2012c)

The detection of total coliform bacteria in drinking water provides important information about a drinking water system and therefore, they should be routinely used as part of a multi-barrier approach. In groundwaters that are less vulnerable to faecal contamination, the presence of total coliforms signals that intrusion into the groundwater has occurred from surface water sources, that contamination occurred after construction of a new well or after repair or replacement of any part of the well or pump, or that growth of total coliform bacteria is occurring in the system. Total coliform bacteria are susceptible to the processes commonly used in drinking water treatment. Therefore, the presence of total coliforms in water leaving a municipal- or residential-scale treatment plant indicates a problem with the treatment. In a municipal-scale distribution system, total coliforms may result from bacterial regrowth within distribution system biofilms, so occasional detections may occur. Occasional detections (e.g., up to 10% of samples) in municipal-scale systems do not necessarily indicate a degradation in water quality and are considered acceptable. In residential-scale distribution systems, fewer samples are taken; therefore, the presence of total coliform bacteria should be investigated to determine their source and the implications for the water quality. Monitoring for total coliforms, when used in conjunction with a source-to-tap multi-barrier approach, is used as part of the verification that the drinking water system is supplying water that is of acceptable microbiological quality.

8.1 International considerations

Other countries use total coliforms for similar purposes. The Drinking Water Inspectorate of England and Wales has included in its regulations a mandatory value of zero coliforms per 100 mL in water leaving treatment works, a mandatory value of zero coliforms per 100 mL in 95% of samples for water in service reservoirs, and a non-mandatory value of zero coliforms per 100 mL at the consumer's tap. In these regulations, non-mandatory values do not need to be met, but exceedances need to be investigated and actions taken only if they represent a health risk (DWI, 2000). These regulations are based on the European Union's Council Directive on the quality of water intended for human consumption (Council of the European Union, 1998). The Australian Drinking Water Guidelines (NHMRC, 2004) include total coliforms as an indicator for operational monitoring. They do not set a guideline value for the parameter. Instead, if total coliforms are used for monitoring by a drinking water system, a value should be established on a system-specific basis taking into consideration historical information and system characteristics. The proposed revision to the Total Coliform Rule in the United States establishes a health goal (Maximum Contaminant Level Goal, or MCLG) and an MCL for E. coli and eliminates the MCLG and MCL for total coliform, replacing it with a treatment technique for coliforms that requires assessment and corrective action (U.S. EPA, 2010). Under this treatment technique, a water system that exceeds a specified frequency of total coliforms' occurrence must conduct an assessment to determine if any sanitary defect exists and, if found, correct them.This proposed change means that, instead of triggering a non-acute MCL violation, the presence of total coliforms at a level that exceeds the treatment-technique trigger indicates potential pathways of contamination exist in the distribution system. An assessment of the system must be conducted, and any sanitary defect identified has to be corrected.

9.0 Rationale

Total coliform bacteria are widely distributed in surface waters and groundwaters under the direct influence of surface water, soil, and vegetation, and they are also susceptible to drinking water treatment. They are not usually found in protected groundwater sources. Sampling and analysis for total coliforms is an easy, relatively quick, inexpensive way of monitoring water. Because total coliforms are widespread in the environment, they can be used as one of the many operational tools to determine the efficacy of a drinking water treatment system. Total coliforms can also be used to indicate issues with groundwaters that are less vulnerable to faecal contamination since total coliforms should not be found in these sources. Total coliforms can colonize and grow within the biofilm that builds up on surfaces in drinking water systems.

The maximum acceptable concentration (MAC) for total coliforms in water leaving a treatment plant and in non-disinfected groundwater leaving the well is proposed as none detectable per 100 mL.In a distribution system, total coliforms should be monitored because they are used to indicate changes in water quality. Detection of total coliforms from consecutive samples from the same site or from more than 10% of the samples collected in a given sampling period should be investigated.

The sampling scheme for the MAC to be applied in distribution systems takes into account that occasional detection of total coliforms is expected to occur in a municipal-scale distribution system and does not necessarily indicate degradation of water quality. The sampling requirements are based on practical considerations and established practice.

The absence oftotal coliforms, when used in conjunction with a source-to-tap multi-barrier approach, is used as part of the verification that the drinking water system is producing water that is microbiologically acceptable.

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