Federal oversight bodies and other regulators

Federal oversight bodies

Provincial and territorial regulators

Every province and territory has one or more bodies to regulate financial institutions under provincial responsibility. These institutions include securities dealers, credit unions and caisses populaires, as well as other financial institutions that are registered or incorporated at the provincial level.

Self-regulatory organizations (SROs)

The following organizations have been given the power and responsibility to regulate the activities of their members:

Stock exchanges

National insurance regulators

Provincial/territorial insurance regulators

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