C-075 - Conduct Authority Decision

The Appellant appealed the Respondent’s decision that he breached section 4.1 of the RCMP Code of Conduct. He also challenged the conduct measures imposed of 9 days’ pay.

The Appellant argued that the Respondent had no jurisdiction to investigate and in turn, to consider Allegation 2 and 3 because no Mandate Letter was ever issued in this regard. The Appellant also took issue with the Respondent’s involvement in the investigation, and the lack of disclosure of key evidence, arguing that the Respondent exhibited both perceived and actual bias, and that there was a breach of procedural fairness. He argued that the Respondent’s decision should therefore be quashed. In the alternative, he argued that the allegations were not established on a balance of probabilities, and that the conduct measures imposed in the aggravated range were clearly unreasonable.

ERC Findings

The ERC found that subsection 40(1) of the RCMP Act authorized the Conduct Authority to investigate as he considered necessary to determine whether the Appellant had breached the Code of Conduct. That being said, the ERC found that there was a breach of procedural fairness for non-disclosure of relevant evidence pertaining to Allegations 2 and 3, and that the Respondent’s decision regarding those allegations should therefore be quashed. Although there was a breach of procedural fairness, the ERC determined that the Appellant had a full and fair opportunity to consider and address the undisclosed evidence pertaining to those allegations during the appeal. The ERC therefore recommends that the Commissioner exercise his authority under paragraph 45.16(2)(b) of the RCMP Act to find Allegations 2 and 3 not established, and to rescind the conduct measures imposed. Given these recommendations, it was unnecessary for the ERC to consider the issues of bias and whether the conduct measures imposed were reasonable. 

ERC Recommendation

The ERC recommended that the appeal be allowed.

Commissioner of the RCMP Decision dated August 31, 2023

The Commissioner’s decision, as summarized by his office, is as follows:

The Appellant appeals the decision of the Respondent, who found that two allegations raised against the Appellant were established, namely for misuse of sick leave and failing to report for duty, contrary to section 4.1 of the Code of Conduct. Based on these findings, the Respondent ordered the forfeiture of a total of nine days of pay.

The Appellant contends that the Respondent’s decision contravenes the principles of procedural fairness, was based on an error of law, and is clearly unreasonable because the Respondent allegedly failed to put evidence before him to the Appellant; conducted investigations beyond the scope of the Conduct Investigation Mandate Letter; and, failed to obtain a production order before receiving evidence from a third party, among other issues.

The ERC recommended that the appeal be allowed and the Respondent’s decision quashed, based on a breach of procedural fairness in that the Respondent failed to disclose relevant evidence. When it comes to redetermination of the matter, the ERC recommended that the allegations be found not established and that the conduct measures be rescinded.

The adjudicator allowed the appeal on the basis that the Respondent’s decision was reached in a manner that contravened the applicable principles of procedural fairness. Upon redetermination, the adjudicator found the allegations not established and rescinded the conduct measures imposed by the Respondent. 

Between January 2014 and October 2017, several events took place that the Appellant perceived as harassment by the Alleged Harasser.  According to the Appellant, the Alleged Harasser had a negative influence on his career for several years.  In his view, this caused him to be discouraged, depressed and devoid of all ambition within the RCMP.

As the decision-maker on the harassment complaint, the Respondent did not mandate an investigation and dismissed the complaint on the grounds that the alleged behaviour did not amount to harassment of the Appellant.

The Appellant appealed the matter on the grounds that the Respondent’s decision was reached in a manner that contravened the applicable principles of procedural fairness, was based on an error of law and was clearly unreasonable.  He argued that the Respondent was not impartial, failed to conduct an overall assessment by breaking down the series of events and erred by failing to mandate an investigation to gather evidence.

The case was referred to the RCMP External Review Committee (ERC).  After reviewing the grounds of appeal, the ERC found that the Respondent should have mandated an investigation to fully understand the situation.  The ERC found that the failure to mandate an investigation resulted in the Respondent failing to obtain relevant information, which meant he was unable to make an informed decision.  The ERC found that the Respondent’s decision was therefore clearly unreasonable.  Consequently, the ERC recommended that the appeal be allowed.

The Adjudicator determined that the Respondent should have indeed pursued an investigation to obtain a minimum level of information and that the failure to do so prevented a fully informed decision from being made on whether or not harassment occurred.  The Adjudicator found that the decision was therefore clearly unreasonable and allowed the appeal.

The Adjudicator remitted the matter to a new decision-maker with directions that an investigation be conducted.

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2023-11-14