Summary Table - Enforcement Actions (January 2010)

Regulations to Amend the Cost of Borrowing Regulations and Credit Business Practices Regulations

	Violations Issued		Applicable Regulations												Compliance Agreement	Administrative Monetary Penalty Issued
FRFI	Cost of Borrowing Regulations	Credit Business Practices Regulations	Cost of Borrowing Regulations								Credit Business Practices Regulations
			6(2)	6(6)	6.1(1)	7	11(2)	11(3)	13(1)	13(2)	6(2)	7(4)	7(6)	7(11)
FRFI #1	1		•
FRFI #2	1		•
FRFI #3	1		•
FRFI #4	1		•						•	•
FRFI #5	1		•
FRFI #6	1		•
FRFI #7	1		•
FRFI #8		1										•
FRFI #9	1				•
FRFI #10	1		•
FRFI #11	1		•
FRFI #12	1		•	•	•	•			•
FRFI #13	1		•
FRFI #14	1	1	•				•	•			•
FRFI #15	1		•						•	•
FRFI #16	1		•						•	•		•			YES
FRFI #17	1		•		•	•			•	•		•			YES
FRFI #18	1		•		•							•			YES
FRFI #19	1		•						•			•			YES
FRFI #20	1		•						•	•
FRFI #21	1		•
FRFI #22	1		•												YES	$25,000
FRFI #23	1		•												YES	$25,000
FRFI #24	1		•													$25,000
FRFI #25	1		•												YES	$25,000
FRFI #26	1		•												YES	$25,000
FRFI #27	1		•													$25,000
FRFI #28	1		•												YES	$12,500
FRFI #29	1		•												YES	$12,500
FRFI #30	1		•												YES	$12,500