Saving and investments: rights and responsibilities
Investors have both rights and responsibilities when investing money either on their own or with a certified financial planner or advisor. It's important to know what you can expect from an advisor and what your options are if you feel your rights haven't been respected. In Canada, securities regulation is the responsibility of the provincial and territorial governments.
Click on the links below for more information.
- Investor rights
- Investor responsibilities
- Registered savings plan (RSP) transfers: rights and responsibilities
Your right to information:
What you should do if you feel your rights are not being respected
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