Appendix A - Follow-Up of 2006-2007 Internal Audit Reports

Office of Primary Interest
(OPI)*

Audit Title

Number of
Action Plans

Complete

Low Risk or No Longer Relevant / Applicable

Satisfactory Progress

Requires Attention

Prior to 2006-2007 Still Being Monitored

2006-2007

CPB

Use of Legislative Enforcement Provisions (May 2006)

9

2

1

6

CPB

Large Business Audit Program (October 2006)

11

10

1

F&A

Contracting Follow-up (November 2006)

8

6

2

HRB

Internal Staffing (March 2007)

28

24

4

ABSB

Benefits Program (November 2006)

14

10

4

CSBDB

Audit information under MOU with respect to Workplace Health, Safety & Compensation Commission Newfoundland & Labrador (October 2006)

2

2

CSBDB

Audit information under MOU with respect to Workplace Health & Insurance Board of Ontario (October 2006)

2

2

ABSB
CSBDB
Atlantic

GST / HST Visitor and Domestic Rebate Programs (Feb 2006)

2

1

1

LPRAB

Charities Directorate (April 2005)

2

1

1

Appeals
CPB

National Audit of Implementation of the Appeals Timeliness Action Plan (April 2005)

1

1

CPB

Scientific Research & Experimental Development (Dec 2005)

1

1

CSBDB
Quebec

MOU on Tax Information Exchange with Revenu Québec (Feb 2006)

8

3

3

2

F&A

CAS Utilization Audit (Oct 2005)

5

3

2

F&A

Business Continuity Planning (Oct 2005)

1

1

HRB

External Recruitment (Feb 2004)

1

1

HRB

Occupational Health & Safety
(Sept 2004)

1

1

CSBDB

Information Exchange Memoranda of Understanding with HRDC (Jan 2005)

5

5

CSBDB F&A Atlantic ITB

Controls over Confidentiality of Client Information (Dec 2004)

4

2

1

1

CPB

Leads Management and Workload Development (Jun 2004)

1

1

TSDMB

Review of the Management of Accounts Receivable (Jan 2005)

2

2

F&A Ontario

Non-capital Asset Management
(May 2004)

1

1

ITB Atlantic

Information Technology Management Framework (Apr 2004)

3

2

1

TOTALS

38

74

68

4

27

13

Appeals

Appeals Branch

ABSB

Assessment and Benefit Services Branch

TSDMB

Taxpayer Services and Debt Management Branch

CPB

Compliance Programs Branch

LPRAB

Legislative Policy and Regulatory Affairs Branch

CSBDB

Corporate Strategies and Business Development Branch

PAB

Public Affairs Branch

ITB

Information Technology Branch

CAEB

Corporate Audit and Evaluation Branch

F&A

Finance and Administration Branch

HRB

Human Resources Branch

Atlantic

Atlantic Region

Québec

Québec Region

Ontario

Ontario Region

Prairie

Prairie Region

Pacific

Pacific Region